TO
Tracie E. Okeefe
FGC SECURITIES
NEW YORK, NY 10004
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CRD#: 5924814
TO
Tracie Erin OkeefeFGC SECURITIES
Professional summary
Tracie Erin Okeefe, who also goes by Tracie Erin Doornbos, Tracie Erin Doornbos O'keefe, Tracie Erin O'keefe, is a registered financial professional currently at FGC SECURITIES, LLC located in New York, New York and AMVEST CAPITAL SECURITIES LLC located in New York, New York.
Tracie is registered as a RR (Registered Representative) and started their career in finance in 2011. Tracie has worked at 29 firms and has passed the SIE, Series 99TO and Series 28 exams.
Aliases
Tracie Erin Doornbos | Tracie Erin Doornbos O'keefe | Tracie Erin O'keefe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tracie Erin Okeefe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2022 - Present
FGC SECURITIES, LLC
Office #1: 11 Broadway, Suite 615, New York, NY 10004Office #2: 107 Greenwich St 14th Fl, New York, NY, 10006BD
CRD#: 158399
NEW YORK, NY
Current
November 10, 2025 - Present
AMVEST CAPITAL SECURITIES LLC
Office #1: 570 Lexington Avenue 37th Floor, New York, NY 10022BD
CRD#: 329978
NEW YORK, NY
Current
April 1, 2026 - Present
VIENNA CAPITAL PARTNERS LLC
Office #1: 40 Wall Street 17th Fl, New York, NY 10005BD
CRD#: 311852
NEW YORK, NY
Current
May 22, 2026 - Present
MACCABEES SECURITIES LLC
Office #1: 365 Toni Stone Crossing, Suite 206, San Francisco, CA 94158BD
CRD#: 340041
SAN FRANCISCO, CA
Current
May 30, 2026 - Present
BHA SELECT NETWORK, LLC
Office #1: 1 Lincoln Street 29th Floor, Boston, MA 02111BD
CRD#: 168883
BOSTON, MA
Current
July 16, 2026 - Present
G. A. REPPLE & COMPANY
Office #1: 101 Normandy Rd, Casselberry, FL 32707RIA
BD
CRD#: 17486
CASSELBERRY, FL
Past
May 6, 2026 - May 27, 2026
ATOMIC VAULTS SECURITIES, LLC
BD
CRD#: 317194
EL CAJON, CA
Past
April 17, 2023 - September 25, 2025
BALANCED SECURITY PLANNING, INC.
BD
CRD#: 4038
NEWPORT BEACH, CA
Past
November 30, 2022 - September 8, 2025
MMX GLOBAL PARTNERS, LLC
BD
CRD#: 286531
BOCA RATON, FL
Past
May 19, 2022 - May 14, 2024
VCEXPRESS FINANCIAL LTD
BD
CRD#: 314544
PORT JEFFERSON STA, NY
Past
April 5, 2022 - November 22, 2022
PASSFOLIO SECURITIES, LLC
BD
CRD#: 299874
SAN FRANCISCO, CA
Past
January 31, 2022 - February 21, 2025
OPTIONS AI FINANCIAL LLC
BD
CRD#: 298008
NEW YORK, NY
Past
March 12, 2021 - June 8, 2021
BMI CAPITAL INTERNATIONAL LLC
BD
CRD#: 154670
NEW YORK, NY
Past
March 12, 2021 - July 12, 2021
WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.
BD
CRD#: 13645
SHELTON, CT
Past
February 17, 2021 - August 9, 2022
GREENTIGER SECURITIES LLC
BD
CRD#: 306011
Beverly Hills, CA
Past
November 30, 2020 - June 1, 2021
LAKERIDGE CAPITAL INC.
BD
CRD#: 25005
ONTARIO,
Past
November 13, 2020 - June 30, 2021
EASTGATE SECURITIES, LLC
BD
CRD#: 146671
NEW YORK, NY
Past
September 21, 2020 - July 20, 2022
AVIDITI FINANCIAL, LLC
BD
CRD#: 309026
DALLAS, TX
Past
September 10, 2020 - November 18, 2021
ROW ASSOCIATES, LLC
BD
CRD#: 309073
NASHVILLE, TN
Past
April 2, 2020 - October 24, 2022
ALLIANT EQUITY INVESTMENTS, LLC
BD
CRD#: 104386
CALABASAS, CA
Past
December 1, 2017 - January 2, 2019
CRYSTAL BAY SECURITIES INC.
BD
CRD#: 142339
DELRAY BEACH, FL
Past
November 27, 2015 - January 12, 2017
TRIPOINT GLOBAL EQUITIES/BANQ(R)
BD
CRD#: 143174
NEW YORK, NY
Past
July 1, 2014 - July 27, 2016
MODERN EQUITY SERVICES LLC
BD
CRD#: 159040
JACKSON, NJ
Past
January 2, 2014 - September 30, 2015
TRADIER BROKERAGE, INC.
BD
CRD#: 104982
CHARLOTTE, NC
Past
July 16, 2012 - November 1, 2013
OPUS POINT & CO., LLC
BD
CRD#: 150077
NEW YORK, NY
Past
November 25, 2011 - January 12, 2017
CRYSTAL BAY SECURITIES INC.
BD
CRD#: 142339
DELRAY BEACH, FL
Past
October 13, 2011 - January 12, 2017
ALDERMAN & COMPANY CAPITAL, LLC
BD
CRD#: 136492
DANBURY, CT
Past
September 26, 2011 - January 12, 2017
WAYPOINT DIRECT INVESTMENTS, LLC
BD
CRD#: 132475
STAMFORD, CT
Past
August 30, 2011 - January 12, 2017
CROSS BORDER PRIVATE CAPITAL, L.L.C.
BD
CRD#: 41054
NEW YORK, NY
Past
August 9, 2011 - September 11, 2013
MEDALIST SECURITIES INC.
BD
CRD#: 136356
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES
CRD#: 17486 / SEC#: 801-63426, 8-35315
RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationPrincipal/Supervisory Exam
RR
Series 28
Date: 8/8/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
Current Firm
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES
CRD#: 17486 / SEC#: 801-63426, 8-35315
RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
101 Normandy Rd, Casselberry, FL 32707
Mailing Address
101 Normandy Rd, Casselberry, FL 32707
Phone number
(407) 339-9090
Established
Florida since 11/05/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
