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Tracie E. Okeefe

FGC SECURITIES
NEW YORK, NY 10004
CRD#: 5924814
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TO
Tracie Erin OkeefeFGC SECURITIES

Professional summary

Tracie Erin Okeefe, who also goes by Tracie Erin Doornbos, Tracie Erin Doornbos O'keefe, Tracie Erin O'keefe, is a registered financial professional currently at FGC SECURITIES, LLC located in New York, New York and AMVEST CAPITAL SECURITIES LLC located in New York, New York.

Tracie is registered as a RR (Registered Representative) and started their career in finance in 2011. Tracie has worked at 28 firms and has passed the SIE, Series 99TO and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tracie Erin Doornbos | Tracie Erin Doornbos O'keefe | Tracie Erin O'keefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracie Erin Okeefe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2022 - Present

FGC SECURITIES, LLC

Office #1: 11 Broadway, Suite 615, New York, NY 10004Office #2: 107 Greenwich St 14th Fl, New York, NY, 10006
BD
CRD#: 158399
NEW YORK, NY
Current

November 10, 2025 - Present

AMVEST CAPITAL SECURITIES LLC

Office #1: 570 Lexington Avenue 37th Floor, New York, NY 10022
BD
CRD#: 329978
NEW YORK, NY
Current

April 1, 2026 - Present

VIENNA CAPITAL PARTNERS LLC

Office #1: 40 Wall Street 17th Fl, New York, NY 10005
BD
CRD#: 311852
NEW YORK, NY
Current

May 22, 2026 - Present

MACCABEES SECURITIES LLC

Office #1: 365 Toni Stone Crossing, Suite 206, San Francisco, CA 94158
BD
CRD#: 340041
SAN FRANCISCO, CA
Current

May 30, 2026 - Present

BHA SELECT NETWORK, LLC

Office #1: 1 Lincoln Street 29th Floor, Boston, MA 02111
BD
CRD#: 168883
BOSTON, MA
Past

May 6, 2026 - May 27, 2026

ATOMIC VAULTS SECURITIES, LLC

BD
CRD#: 317194
SAN DIEGO, CA
Past

April 17, 2023 - September 25, 2025

BALANCED SECURITY PLANNING, INC.

BD
CRD#: 4038
NEWPORT BEACH, CA
Past

November 30, 2022 - September 8, 2025

MMX GLOBAL PARTNERS, LLC

BD
CRD#: 286531
BOCA RATON, FL
Past

May 19, 2022 - May 14, 2024

VCEXPRESS FINANCIAL LTD

BD
CRD#: 314544
PORT JEFFERSON STA, NY
Past

April 5, 2022 - November 22, 2022

PASSFOLIO SECURITIES, LLC

BD
CRD#: 299874
SAN FRANCISCO, CA
Past

January 31, 2022 - February 21, 2025

OPTIONS AI FINANCIAL LLC

BD
CRD#: 298008
NEW YORK, NY
Past

March 12, 2021 - June 8, 2021

BMI CAPITAL INTERNATIONAL LLC

BD
CRD#: 154670
NEW YORK, NY
Past

March 12, 2021 - July 12, 2021

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

BD
CRD#: 13645
SHELTON, CT
Past

February 17, 2021 - August 9, 2022

GREENTIGER SECURITIES LLC

BD
CRD#: 306011
Beverly Hills, CA
Past

November 30, 2020 - June 1, 2021

LAKERIDGE CAPITAL INC.

BD
CRD#: 25005
ONTARIO,
Past

November 13, 2020 - June 30, 2021

EASTGATE SECURITIES, LLC

BD
CRD#: 146671
NEW YORK, NY
Past

September 21, 2020 - July 20, 2022

AVIDITI FINANCIAL, LLC

BD
CRD#: 309026
DALLAS, TX
Past

September 10, 2020 - November 18, 2021

ROW ASSOCIATES, LLC

BD
CRD#: 309073
NASHVILLE, TN
Past

April 2, 2020 - October 24, 2022

ALLIANT EQUITY INVESTMENTS, LLC

BD
CRD#: 104386
CALABASAS, CA
Past

December 1, 2017 - January 2, 2019

CRYSTAL BAY SECURITIES INC.

BD
CRD#: 142339
DELRAY BEACH, FL
Past

November 27, 2015 - January 12, 2017

TRIPOINT GLOBAL EQUITIES/BANQ(R)

BD
CRD#: 143174
NEW YORK, NY
Past

July 1, 2014 - July 27, 2016

MODERN EQUITY SERVICES LLC

BD
CRD#: 159040
JACKSON, NJ
Past

January 2, 2014 - September 30, 2015

TRADIER BROKERAGE, INC.

BD
CRD#: 104982
CHARLOTTE, NC
Past

July 16, 2012 - November 1, 2013

OPUS POINT & CO., LLC

BD
CRD#: 150077
NEW YORK, NY
Past

November 25, 2011 - January 12, 2017

CRYSTAL BAY SECURITIES INC.

BD
CRD#: 142339
DELRAY BEACH, FL
Past

October 13, 2011 - January 12, 2017

ALDERMAN & COMPANY CAPITAL, LLC

BD
CRD#: 136492
DANBURY, CT
Past

September 26, 2011 - January 12, 2017

WAYPOINT DIRECT INVESTMENTS, LLC

BD
CRD#: 132475
STAMFORD, CT
Past

August 30, 2011 - January 12, 2017

CROSS BORDER PRIVATE CAPITAL, L.L.C.

BD
CRD#: 41054
NEW YORK, NY
Past

August 9, 2011 - September 11, 2013

MEDALIST SECURITIES INC.

BD
CRD#: 136356
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 8/8/2011
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

BS
BHA SELECT NETWORK, LLC
BHA SELECT NETWORK, LLC | BRIGHTON HOUSE ASSOCIATES

CRD#: 168883 / SEC#: , 8-69341

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1 Lincoln Street 29th Floor, Boston, MA 02111
Mailing Address
1 Lincoln Street 24th Floor, Boston, MA 02111
Phone number
(508) 786-0480
Established
Massachusetts since 08/14/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHTON HOUSE ASSOCIATES, LLCMEMBER
GEORGE, KENNETH RONALDFINOP2643369
MCDERMOTT, DANIEL CONORMANAGER, CCO, EXECUTIVE REP., AML SUPERVISOR4521850

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BHA SELECT NETWORK, LLC

CRD#: 168883New York, NY 10004

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