Tracie E. Okeefe

FGC SECURITIES

NEW YORK, NY 10004

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CRD#: 5924814

Professional summary

Tracie Erin Okeefe, who also goes by Tracie Erin Doornbos, Tracie Erin Doornbos O'keefe, Tracie Erin O'keefe, is a registered financial professional currently at FGC SECURITIES, LLC located in New York, New York.

Tracie is registered as a RR (Registered Representative) and started their career in finance in 2011. Tracie has worked at 23 firms and has passed the SIE, Series 99TO and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tracie Erin Doornbos | Tracie Erin Doornbos O'keefe | Tracie Erin O'keefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracie Erin Okeefe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2022 - Present

FGC SECURITIES, LLC

Office #1: 11 Broadway, Suite 615, New York, NY 10004Office #2: 11 Broadway, Suite 615, New York, NY 10004

CRD#: 158399

NEW YORK, NY

Past

April 17, 2023 - September 25, 2025

BALANCED SECURITY PLANNING, INC.

CRD#: 4038

NEWPORT BEACH, CA

Past

November 30, 2022 - September 8, 2025

MMX GLOBAL PARTNERS, LLC

CRD#: 286531

BOCA RATON, FL

Past

May 19, 2022 - May 14, 2024

VCEXPRESS FINANCIAL LTD

CRD#: 314544

PORT JEFFERSON STA, NY

Past

April 5, 2022 - November 22, 2022

PASSFOLIO SECURITIES, LLC

CRD#: 299874

SAN FRANCISCO, CA

Past

January 31, 2022 - February 21, 2025

OPTIONS AI FINANCIAL LLC

CRD#: 298008

NEW YORK, NY

Past

March 12, 2021 - June 8, 2021

BMI CAPITAL INTERNATIONAL LLC

CRD#: 154670

NEW YORK, NY

Past

March 12, 2021 - July 12, 2021

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

CRD#: 13645

SHELTON, CT

Past

February 17, 2021 - August 9, 2022

GREENTIGER SECURITIES LLC

CRD#: 306011

Beverly Hills, CA

Past

November 30, 2020 - June 1, 2021

LAKERIDGE CAPITAL INC.

CRD#: 25005

ONTARIO,

Past

November 13, 2020 - June 30, 2021

EASTGATE SECURITIES, LLC

CRD#: 146671

NEW YORK, NY

Past

September 21, 2020 - July 20, 2022

AVIDITI FINANCIAL, LLC

CRD#: 309026

DALLAS, TX

Past

September 10, 2020 - November 18, 2021

ROW ASSOCIATES, LLC

CRD#: 309073

NASHVILLE, TN

Past

April 2, 2020 - October 24, 2022

ALLIANT EQUITY INVESTMENTS, LLC

CRD#: 104386

CALABASAS, CA

Past

December 1, 2017 - January 2, 2019

CRYSTAL BAY SECURITIES INC.

CRD#: 142339

DELRAY BEACH, FL

Past

November 27, 2015 - January 12, 2017

TRIPOINT GLOBAL EQUITIES/BANQ(R)

CRD#: 143174

NEW YORK, NY

Past

July 1, 2014 - July 27, 2016

MODERN EQUITY SERVICES LLC

CRD#: 159040

JACKSON, NJ

Past

January 2, 2014 - September 30, 2015

TRADIER BROKERAGE, INC.

CRD#: 104982

CHARLOTTE, NC

Past

July 16, 2012 - November 1, 2013

OPUS POINT & CO., LLC

CRD#: 150077

NEW YORK, NY

Past

November 25, 2011 - January 12, 2017

CRYSTAL BAY SECURITIES INC.

CRD#: 142339

DELRAY BEACH, FL

Past

October 13, 2011 - January 12, 2017

ALDERMAN & COMPANY CAPITAL, LLC

CRD#: 136492

DANBURY, CT

Past

September 26, 2011 - January 12, 2017

WAYPOINT DIRECT INVESTMENTS, LLC

CRD#: 132475

STAMFORD, CT

Past

August 30, 2011 - January 12, 2017

CROSS BORDER PRIVATE CAPITAL, L.L.C.

CRD#: 41054

NEW YORK, NY

Past

August 9, 2011 - September 11, 2013

MEDALIST SECURITIES INC.

CRD#: 136356

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 28

Date: 8/8/2011

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

FGC SECURITIES, LLC

CRD#: 158399 / SEC#: , 8-68897

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 Broadway, Suite 615, New York, NY 10004

Mailing Address

11 Broadway, Suite 615, New York, NY 10004

Phone number

(212) 931-0746

Established

Delaware since 06/08/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FGC HOLDINGS, LLC	MEMBER
FOLEY, JOHN LAURENCE	CEO	5382067
OKEEFE, TRACIE ERIN	FINOP	5924814
SUTTON, SARAH JEAN	CCO	4151257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tracie E. Okeefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracie Erin Okeefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALANCED SECURITY PLANNING, INC.

MMX GLOBAL PARTNERS, LLC

VCEXPRESS FINANCIAL LTD

PASSFOLIO SECURITIES, LLC

OPTIONS AI FINANCIAL LLC

BMI CAPITAL INTERNATIONAL LLC

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

GREENTIGER SECURITIES LLC

LAKERIDGE CAPITAL INC.

EASTGATE SECURITIES, LLC

AVIDITI FINANCIAL, LLC

ROW ASSOCIATES, LLC

ALLIANT EQUITY INVESTMENTS, LLC

CRYSTAL BAY SECURITIES INC.

TRIPOINT GLOBAL EQUITIES/BANQ(R)

MODERN EQUITY SERVICES LLC

TRADIER BROKERAGE, INC.

OPUS POINT & CO., LLC

CRYSTAL BAY SECURITIES INC.

ALDERMAN & COMPANY CAPITAL, LLC

WAYPOINT DIRECT INVESTMENTS, LLC

CROSS BORDER PRIVATE CAPITAL, L.L.C.

MEDALIST SECURITIES INC.

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 28

Date: 8/8/2011

FINRA

Current Firm

FGC SECURITIES, LLC

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FGC SECURITIES, LLC

TRUST BUT VERIFY

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