Robert R. Roback Jr.

LUTHER FOREST WEALTH ADVISORS, L.L.C.

MALTA, NY 12020

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CRD#: 5924509

Professional summary

Robert Richard Roback Jr., who also goes by Robert Richard Roback, is a registered financial advisor currently at LUTHER FOREST WEALTH ADVISORS, L.L.C. located in Malta, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Robert has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Richard Roback

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Richard Roback Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2024 - Present

LUTHER FOREST WEALTH ADVISORS, L.L.C.

Office #1: 2715 Route 9 Suite 101, Malta, NY 12020

RIA

CRD#: 142714

MALTA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUTHER FOREST WEALTH ADVISORS, L.L.C.

CRD#: 142714 / SEC#: 801-67506

RIA

Registered Investment Advisory firm - (3/9/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LUTHER FOREST WEALTH ADVISORS, L.L.C.

CRD#: 142714 / SEC#: 801-67506

RIA

Registered Investment Advisory firm - (3/9/2007 Approved)

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Contact information

Main Address

2715 Route 9 Suite 101, Malta, NY 12020

Mailing Address

Phone number

(518) 899-5904

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LUTHER FOREST WEALTH ADVISORS CLIENT RELATIONSHIP SUMMARY 2021 (2/4/2025)

Regulatory assets under management

Total Number of Accounts	441
AUM (Assets Under Management)	$ 83,605,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert R. Roback Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Richard Roback Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LUTHER FOREST WEALTH ADVISORS, L.L.C.

Primary Firm SEC Registration

LUTHER FOREST WEALTH ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Current Firm

LUTHER FOREST WEALTH ADVISORS, L.L.C.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUTHER FOREST WEALTH ADVISORS, L.L.C.

TRUST BUT VERIFY

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