Jeremy G. Cohen

FINALIS SECURITIES LLC

New York, NY 10003

Some features on this profile are disabled

CRD#: 5924450

Professional summary

Jeremy Glenn Cohen is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2011. Jeremy has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FORTE CAPITAL GROUP , D/B/A FOR NSC, REGISTERED REPRESENTATIVE, FINANCIAL ADVISOR, NEW YORK, NY , START MAY 2021, INVESTMENT RELATED.. . (2) NATIONAL INSURANCE CORPORATION, FIXED INSURANCE, AGENT, NEW YORK, NY, START MAY 5-2021, 4 HRS. PER MONTH, LESS THAN 1 HR DURING TRADING HRS., INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Glenn Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

January 27, 2023 - November 13, 2023

BOSTON INVESTMENT MANAGEMENT L.L.C.

RIA

CRD#: 300632

Bay Harbor Islands, FL

Past

May 17, 2021 - March 18, 2022

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEEDHAM, MA

Past

May 10, 2021 - March 18, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

August 23, 2018 - May 14, 2021

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BOSTON, MA

Past

August 14, 2018 - May 14, 2021

OPPENHEIMER & CO. INC.

CRD#: 249

BOSTON, MA

Past

November 8, 2016 - August 13, 2018

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Boston, MA

Past

April 13, 2015 - August 13, 2018

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Boston, MA

Past

March 23, 2012 - February 13, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WARWICK, RI

Past

June 13, 2011 - November 22, 2011

EKN FINANCIAL SERVICES INC.

CRD#: 113525

FT. LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/29/2025)

Texas
(10/29/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/30/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeremy G. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Glenn Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOSTON INVESTMENT MANAGEMENT L.L.C.

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

MSI FINANCIAL SERVICES, INC.

EKN FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2016

Series 63

Date: 6/30/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/10/2011

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors