Terry E. Parham
Professional summary
Terry Everett Parham, CFP®, who also goes by Terry Everett Parham Jr, Terry Parham, is a registered financial advisor currently at INNOVATIVE WEALTH BUILDING LLC located in Houston, Texas.
Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Terry has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Terry Everett Parham's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
June 24, 2021 - Present
INNOVATIVE WEALTH BUILDING LLC
June 25, 2018 - June 28, 2021
PRUCO SECURITIES, LLC.
June 25, 2018 - June 28, 2021
PRUCO SECURITIES, LLC.
December 15, 2015 - April 5, 2018
FIRST COMMAND ADVISORY SERVICES
January 8, 2013 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
December 21, 2012 - April 5, 2018
FIRST COMMAND BROKERAGE SERVICES, INC.
October 1, 2012 - December 20, 2012
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
INNOVATIVE WEALTH BUILDING LLC
CRD#: 314942 / SEC#: 801-121542
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/2021)
(9/5/2021)
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
INNOVATIVE WEALTH BUILDING LLC
CRD#: 314942 / SEC#: 801-121542
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,877 |
| AUM (Assets Under Management) | $ 524,970,627 |
Red Flags
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