Parker J. O'sullivan
Professional summary
Parker James O'sullivan, who also goes by Parker O'sullivan, is a registered financial advisor currently at FARTHER located in Moraga, California.
Parker is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Parker has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Parker James O'sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2022 - Present
FARTHER
August 4, 2020 - April 19, 2022
SIERRA PACIFIC FINANCIAL ADVISORS
July 15, 2019 - August 21, 2019
INSIGHT WEALTH STRATEGIES, LLC
May 13, 2019 - August 28, 2019
MUTUAL SECURITIES, INC.
May 17, 2017 - July 7, 2017
COMMONFUND SECURITIES, INC.
October 31, 2016 - January 31, 2017
ATEL SECURITIES CORPORATION
August 2, 2016 - August 16, 2016
TRAN CAPITAL MANAGEMENT, L.P.
February 23, 2016 - August 17, 2016
FORESIDE FUNDS DISTRIBUTORS LLC
February 24, 2012 - August 13, 2012
SANTA BARBARA ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
FARTHER
CRD#: 302050 / SEC#: 801-116721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/25/2022)
Exams
Current Firm
FARTHER
CRD#: 302050 / SEC#: 801-116721
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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