Tara D. York

NAVIAN ASSET MANAGEMENT

CINCINNATI, OH 45202

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CRD#: 5923221

Professional summary

Tara Danielle York is a registered financial advisor currently at NAVIAN ASSET MANAGEMENT, LLC located in Cincinnati, Ohio.

Tara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Tara has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara Danielle York's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2026 - Present

NAVIAN ASSET MANAGEMENT, LLC

Office #1: 425 Walnut Street Suite 2410, Cincinnati, OH 45202

RIA

CRD#: 338787

CINCINNATI, OH

Past

June 14, 2011 - October 14, 2013

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 6/13/2011

General Securities Representative Examination

Current Firm

NAVIAN ASSET MANAGEMENT, LLC

CRD#: 338787 / SEC#:

Ohio

Registered Investment Advisory firm - (1/26/2026 Approved)

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Contact information

Main Address

Naples, FL

Mailing Address

425 Walnut Street Suite 2500, Cincinnati, OH 45202

Phone number

(502) 417-6244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tara D. York

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara Danielle York's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIAN ASSET MANAGEMENT, LLC

NAVIAN CAPITAL SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 6/13/2011

Current Firm

NAVIAN ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

NAVIAN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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