William E. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Mitchell was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2011. William had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2014 - October 11, 2019
MITCHELL PORTFOLIO MANAGEMENT, L.P.
August 12, 2011 - November 16, 2012
TENFOLD CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Current Firm
MITCHELL PORTFOLIO MANAGEMENT, L.P.
CRD#: 164841 / SEC#: 802-131735
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 11/27/2024 |
| California | ERA - Active | 11/27/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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