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VG

Veronica N. Granata

GFG SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5923033
VG

Professional summary


Veronica Nmn Granata, who also goes by Veronica Granata, is a registered financial professional currently at GFG SECURITIES, LLC located in Miami, Florida.

Veronica is registered as a RR (Registered Representative) and started their career in finance in 2011. Veronica has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Veronica Granata

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Veronica Nmn Granata's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 21, 2015 - Present

GFG SECURITIES, LLC

Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131
BD
CRD#: 132602
Miami, FL
Past

July 11, 2011 - February 6, 2013

BULLTICK, LLC

BD
CRD#: 104005
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/21/2015)

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


GS
GFG SECURITIES, LLC
GFG SECURITIES, LLC

CRD#: 132602 / SEC#: , 8-66606

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
701 Brickell Avenue Suite 1400, Miami, FL 33131
Mailing Address
701 Brickell Avenue Suite 1400, Miami, FL 33131
Phone number
(305) 810-6555
Established
Delaware since 03/03/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GFG HOLDINGS LLCMEMBER
MEZA, RODRIGO ALONSOMEMBER7288164
GEORGE, KENNETH RONALDFINOP2643369
GRANATA, VERONICA NMNGENERAL COUNSEL / CCO5923033
GRUENER, EDUARDO NMNCO-CEO2790331
GRUENER, MAURICIO NMNCO-CEO3119575
PEREZ, LEON NMNPARTNER5457524

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GFG SECURITIES, LLC

CRD#: 132602Miami, FL 33131

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