Matthew Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Peters was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2011. Matthew had worked at 3 firms and has passed the SIE exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2016 - September 25, 2020
LUPO SECURITIES, LLC
June 30, 2014 - May 2, 2016
LUPO FUTURES, LLC
May 16, 2011 - June 30, 2014
G-BAR LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Current Firm
LUPO SECURITIES, LLC
CRD#: 43761 / SEC#: , 8-50403
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
Red Flags
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