Maria C. Brandon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Cristina Brandon, who also goes by Maria Cristina Brandon Quiros, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2012. Maria had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2012 - December 6, 2016
ITAU INTERNATIONAL SECURITIES INC.
July 25, 2012 - September 28, 2012
CREDICORP CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITAU INTERNATIONAL SECURITIES INC.
CRD#: 144769 / SEC#: 801-112301, 8-67674
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITAU BBA INTERNATIONAL PLC | DIRECT OWNER | |
| AAGESEN, MARCELO | DIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS | 6905674 |
| BALTOVSKI, ALEXANDER | PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BEYRUTI, FERNANDO MATTAR | DIRECTOR AND CHAIRMAN | 6629310 |
| BRITO DE LIMA, MARCIO | HEAD INVESTOR | 6954691 |
| COHEN, ALAN MARCEL | HEAD TRADER | 6921752 |
| DE OLIVEIRA MARQUES, FERNANDO LUIZ | HEAD OF COMMERCIAL | 7861011 |
| GAITAN, SARA CATALINA | CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4733588 |
| GAMBA, THIAGO DA SILVA | CHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI | 6622732 |
| GLYNN, MICHAEL GERARD | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER | 3219445 |
| MOREIRA, PERCY AUGUSTO | DIRECTOR | 4882443 |
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 56,559,226 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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