CB
Craig W. Brooks
FUTURE CAPITAL MANAGEMENT
CASTLE ROCK, CO 80104
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CRD#: 5922807
CB
Professional summary
Craig William Brooks, AIF®, who also goes by Craig W Brooks, Craig Brooks, is a registered financial advisor currently at FUTURE CAPITAL MANAGEMENT INC. located in Castle Rock, Colorado.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig W Brooks | Craig Brooks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FUTURE CAPITAL MANAGEMENT CORPORATION; INVESTMENT RELATED; 1745 SHEA CENTER DRIVE, SUITE 438, HIGHLANDS RANCH, CO 80129; INSURANCE AGENCY; PRINCIPAL; LICENSED INSURANCE PRODUCER; 01/31/2019; APPROX. 5 HOURS PER MONTH DURING TRADING HOURS; INSURANCE PRODUCTION ACTIVITIES. 2) MISSION HILLS CHURCH; NON-INVESTMENT RELATED; 620 SOUTHPARK DR., LITTLETON, CO 80120; CHURCH; MEMBER OF THE FINANCE BOARD; 01/01/2012; APPROX. 3 HOURS PER MONTH DURING NON-TRADING HOURS; REVIEW FINANCIAL REPORTS AT MISSION HILLS CHURCH, WITH NO BANKING OR CHECK WRITING AUTHORITY. RECOMMENDATIONS MUST BE CONFIRMED BY ELDER BOARD BEFORE IMPLEMENTATION. 3) FUTURE CAPITAL MANAGEMENT; INVESTMENT RELATED; HIGHLANDS RANCH, CO; LICENSED INSURANCE PRODUCER; 02/2019; APPROX. 10 HOURS PER MONTH DURING TRADING HOURS; INSURANCE PRODUCER DOING BUSINESS WITH VARIOUS INSURANCE COMPANIES. 4) BROOKS WEALTH STRATEGIES LLC; NON-INVESTMENT RELATED; 7968 JULSBURG CIRCLE, LITTLETON, CO 80125; DORMANT ENTITY; MANAGING MEMBER; 10/2012; APPROX. 0 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; 51% OWNER AND MANAGING MEMBER OF A DORMANT COLORADO LIMITED LIABILITY COMPANY.
CRS (Client Relationship Summary) - RIA
Click below to view Craig William Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 27, 2023 - Present
FUTURE CAPITAL MANAGEMENT INC.
Office #1: 115 Wilcox Street Suite 220, Castle Rock, CO 80104RIA
CRD#: 324378
CASTLE ROCK, CO
Past
March 18, 2019 - February 28, 2023
SPC
RIA
CRD#: 110692
Highlands Ranch, CO
Past
January 14, 2016 - March 27, 2019
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GREENWOOD VILLAGE, CO
Past
October 23, 2015 - March 27, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
GREENWOOD VILLAGE, CO
Past
May 30, 2011 - October 2, 2015
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
AURORA, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/27/2023)
IAR
Florida(9/10/2024)
IAR
Kansas(8/2/2024)
IAR
Missouri(2/28/2023)
IAR
Nebraska(6/28/2024)
IAR
Texas(3/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FC
FUTURE CAPITAL MANAGEMENT INC.
FCM | TJW WEALTH | FUTURE CAPITAL MANAGEMENT INCORPORATED | FUTURE CAPITAL MANAGEMENT INC. | FUTURE CAPITAL MANAGEMENT | FUTURE CAPITAL | FOCUS WEALTH MANAGEMENT | FOCUS MY WEALTH
CRD#: 324378 / SEC#:
Colorado
Registered Investment Advisory firm - (2/27/2023 Approved)Florida
Registered Investment Advisory firm - (9/10/2024 Approved)Kansas
Registered Investment Advisory firm - (8/2/2024 Approved)Missouri
Registered Investment Advisory firm - (2/28/2023 Approved)Nebraska
Registered Investment Advisory firm - (6/28/2024 Approved)Texas
Registered Investment Advisory firm - (3/7/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 Wilcox Street Suite 220, Castle Rock, CO 80104
Mailing Address
Phone number
(720) 927-3100
Established
Firm type
Fiscal year end
# of Employees
7
Regulatory assets under management
| Total Number of Accounts | 420 |
| AUM (Assets Under Management) | $ 60,488,823 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FUTURE CAPITAL MANAGEMENT INC.
CRD#: 324378Castle Rock, CO 80104TRUST BUT VERIFY
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