TC
Tiffany J. Charles
DESTINY CAPITAL
DENVER, CO 80202
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CRD#: 5922639
TC
Professional summary
Tiffany J Charles, who also goes by Tiffany J Charles, Tiffany Jean Charles, Tiffany Charles, Tiffany Jean Macbrayne, is a registered financial advisor currently at DESTINY CAPITAL CORPORATION located in Denver, Colorado.
Tiffany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tiffany has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tiffany J Charles | Tiffany Jean Charles | Tiffany Charles | Tiffany Jean Macbrayne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Limitless Advisors/Educe Inc. - As a Success Coach, answers questions from members, prepares for retreats and participates on monthly calls. This is a non-paid position, but the membership fee is waived for participation in the Limitless program. Approximately 4 hours are spent on this activity during business hours. 2. Insurance Sales - licensed to sell life, disability and LTC insurance. The insurance licenses and appointments would allow her to receive compensation on past non-variable policy sales. 3. Serves as a member of the board of DSST Foundation, Denver CO. Reviews financial requests of the Foundation. With other board members, reviews investment policy, performance and economic forecasts and vote on changes as necessary. Approximately 8 hours per year. June 2021 4. L.E.T.S LLC. Partial ownership of second home in Scottsdale AZ. Home is rented on a short-term basis, managed by a property management company. June 2021 5. bQuest. Board of Directors. Attends monthly calls and offers consulting and sales generation. Receives compensation in the form of equity. Time spent = 5 hours per month. October 2024
CRS (Client Relationship Summary) - RIA
Click below to view Tiffany J Charles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2018 - Present
DESTINY CAPITAL CORPORATION
Office #1: 1800 Wazee Street Suite 300, Denver, CO 80202RIA
CRD#: 111196
DENVER, CO
Past
September 6, 2018 - December 31, 2021
DESTINY CAPITAL SECURITIES CORPORATION
BD
CRD#: 107942
GOLDEN, CO
Past
December 18, 2015 - August 23, 2018
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GREENWOOD VILLAGE, CO
Past
August 31, 2015 - August 23, 2018
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
GREENWOOD VILLAGE, CO
Past
May 13, 2014 - July 24, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DESTINY CAPITAL CORPORATION
DESTINY CAPITAL | ENTREPRENEUR ALIGNED | DESTINY CAPITAL CORPORATION | DESTINY CAPITAL CORP
CRD#: 111196 / SEC#: 801-33822
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/6/2018)
IAR
Texas(8/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DC
DESTINY CAPITAL CORPORATION
DESTINY CAPITAL | ENTREPRENEUR ALIGNED | DESTINY CAPITAL CORPORATION | DESTINY CAPITAL CORP
CRD#: 111196 / SEC#: 801-33822
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1800 Wazee Street Suite 300, Denver, CO 80202
Mailing Address
Phone number
(720) 715-7570
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 333,286,347 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
