Tiffany J. Charles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany J Charles, who also goes by Tiffany J Charles, Tiffany Jean Charles, Tiffany Charles, Tiffany Jean Macbrayne, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2014. Tiffany had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2018 - July 1, 2026
DESTINY CAPITAL CORPORATION
September 6, 2018 - December 31, 2021
DESTINY CAPITAL SECURITIES CORPORATION
December 18, 2015 - August 23, 2018
PARK AVENUE SECURITIES LLC
August 31, 2015 - August 23, 2018
PARK AVENUE SECURITIES LLC
May 13, 2014 - July 24, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
DESTINY CAPITAL CORPORATION
CRD#: 111196 / SEC#: 801-33822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DESTINY CAPITAL CORPORATION
CRD#: 111196 / SEC#: 801-33822
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 825 |
| AUM (Assets Under Management) | $ 382,199,911 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
