Benjamin W. Dooley
Professional summary
Benjamin William Dooley MR., who also goes by Benjamin Dooley Mr., is a registered financial professional currently at SIMPLEX TRADING, LLC located in Chicago, Illinois.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2011. Benjamin has worked at 3 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin William Dooley MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2017 - Present
SIMPLEX TRADING, LLC
Office #1: 230 S. Lasalle Street Suite 08-500, Chicago, IL 60604April 9, 2013 - May 1, 2017
BRIAN LUDDEN LLC
May 16, 2011 - March 28, 2013
G-BAR LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
SIMPLEX TRADING, LLC
CRD#: 153585 / SEC#: , 8-68556
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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