Jeffrey Fidelman
Professional summary
Jeffrey Fidelman is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2011. Jeffrey has worked at 5 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Fidelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003March 6, 2015 - November 19, 2015
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
October 29, 2013 - March 3, 2015
HSBC SECURITIES (USA) INC.
October 25, 2013 - March 3, 2015
HSBC SECURITIES (USA) INC.
April 25, 2012 - October 11, 2013
MORGAN STANLEY
April 9, 2012 - October 11, 2013
MORGAN STANLEY
September 14, 2011 - March 12, 2012
MAXIM GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2024)
(7/26/2023)
(6/23/2023)
(7/19/2023)
(9/6/2024)
(10/3/2024)
Exams
Series 79TO
Date: 6/22/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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