SH
Sean M. Housel
THE HUNTINGTON INVESTMENT COMPANY
Mentor, OH 44060
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CRD#: 5922403
SH
Professional summary
Sean Michael Housel, who also goes by Sean Michael Housel, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Mentor, Ohio.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Sean has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Michael Housel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Housel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sean Michael Housel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2023 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Huntington National Bank Mentor Commons 9100 Mentor Avenue, Mentor, OH 44060Office #2: Pavilion Office 24615 Chagrin Blvd., Beechwood, OH 44122Office #3: Avon Lake Avon Beldne Road 520 Avon Belden Rd, Avon Lake, OH 44012-2208Office #4: Lakewood-east Banking Office 11801 Clifton Boulevard, Lakewood, OH 44107Office #5: Rocky River South 19975 Center Ridge Road, Rocky River, OH 44116Office #6: Public Square 200 Public Square, Cleveland, OH 44114Office #7: Columbia-eaton 26570 Royalton Road, Columbia Station, OH 44028Office #8: Grafton 351 Main Street, Grafton, OH 44044Office #9: Mentor 306 7800 Reynolds Avenue, Mentor, OH 44060-5324Office #10: Chardon Center Street 376 Center Street, Chardon, OH 44024Office #11: The Firelands 357 Main Street, Huron, OH 44839Office #12: Painesville 56 Liberty Street, Painesville, OH 44077-3361Office #13: North Ridgeville 35621 Center Ridge Road, North Ridgeville, OH 44039Office #14: Wellington 817 N Main Street, Wellington, OH 44090Office #15: Cedar-center 14100 Cedar Road, Cleveland, OH 44121Office #16: Madison N Ridge 6565 North Ridge Road, Madison, OH 44057Office #17: Vermilion 4530 Liberty Avenue, Vermilion, OH 44089Office #18: Downtown Amherst 160 Cleveland Street, Amherst, OH 44001-1618Office #19: Geneva 64 S Broadway, Geneva, OH 44041Office #20: Oberlin 5 S Main Street, Oberlin, OH 44074Office #21: Berea Banking Office 40 Front Street, Berea, OH 44017Office #22: Strongsville Banking Office 13866 Pearl Road, Strongsville, OH 44136Office #23: Parmatown Banking Office 6660 Ridge Road, Parma, OH 44129Office #24: Fairmount Circle Banking Office 20601 Fairmount Blvd, Shaker Heights, OH 44118Office #25: Turney-dunham Banking Office 6134 Dunham Road, Maple Heights, OH 44137Office #26: North Olmsted Banking Office 29095 Lorain Road, North Olmsted, OH 44070Office #27: Solon Banking Office 33175 Aurora Road, Solon, OH 44139Office #28: Chesterland Banking Office 8450 Mayfield Road, Chesterland, OH 44026Office #29: Middlefield Banking Office 14849 North State Avenue, Middlefield, OH 44062Office #30: Mayfield Heights Banking Office 6341 Mayfield Road, Mayfield Heights, OH 44124Office #31: West Park Banking Office 3199 Berea Road, Cleveland, OH 44111Office #32: Brookgate Banking Office 5881 Smith Road, Brookpark, OH 44142Office #33: Lakewood West Banking Office 15111 Detroit Avenue, Lakewood, OH 44107Office #34: Richmond Heights Banking Office 5249 Wilson Mills Road, Richmond Heights, OH 44143Office #35: Broadview Heights 9220 Broadview Road, Broadview Heights, OH 44147Office #36: Westlake-crocker Banking Office 2055 Crocker Road, Westlake, OH 44145Office #37: Bainbridge 8420 E. Washington St., Chagrin Falls, OH 44023Office #38: Chagrin Falls 98 N. Main St., Chagrin Falls, OH 44022Office #39: Cleveland East 920 E. 185th St., Cleveland, OH 44119Office #40: Euclid 1545 E. 260th St., Euclid, OH 44132Office #41: Shaker Heights 17121 Chagrin Blvd., Shaker Hts., OH 44120Office #42: Lakeshore 7341 Lakeshore Blvd., Mentor, OH 44060Office #43: Concord 7529 Crile Rd., Concord, OH 44077Office #44: Cleveland Heights 1865 Coventry Rd., Cleveland Hts., OH 44118Office #45: Pepper Pike 3637 Lander Rd., Pepper Pike, OH 44124Office #46: Willoughby 36505 Euclid Ave., Willoughby, OH 44094Office #47: Ashtabula 4366 Main Ave., Ashtabula, OH 44004Office #48: Conneaut 328 Main St., Conneaut, OH 44030Office #49: Jefferson 36 W. Jefferson St., Jefferson, OH 44047Office #50: Orwell 155 East Main St., Orwell, OH 44076Office #51: Avon Banking Office 2085 Center Road, Avon, OH 44011Office #52: Neoh Osj - Mentor 7800 Reynolds Avenue, Mentor, OH 44060Office #53: Broad And Court Streets 105 Court Street, Elyria, OH 44035-5525Office #54: Garrettsville Banking Office 10787 North Street, Garrettsville, OH 44231Office #55: Harvard Avenue 7021 Harvard Ave, Cleveland, OH 44105Office #56: Erie - Peach St. 5805 Peach St, Erie, PA 16509Office #57: Chester Ave 10001 Chester Ave, Cleveland, OH 44106Office #58: Brunswick Center 1344 Pearl Road, Brunswick, OH 44212Office #59: Stow South 3311 Kent Road, Stow, OH 44224Office #60: Nordonia Hills 8300 Golden Link Boulevard, Northfield, OH 44067Office #61: Stow Banking Office 3793 Darrow Road, Stow, OH 44224Office #63: Bay Village Banking Office 355 Dover Center Road, Bay Village, OH 44140Office #64: Turneytown Banking Office 4932 Turney Road, Garfield Hts., OH 44125Office #65: Tower Boulevard 4200 Oberlin Avenue, Lorain, OH 44053Office #66: Erie - Pittsburgh Ave 2185 West 12th St, Erie, PA 16505Office #67: Antioch & Abbe 111 Antioch Dr, Elyria, OH 44035Office #68: Abbe Road 248 N Abbe Road, Elyria, OH 44035RIA
BD
CRD#: 16986
Mentor, OH
Current
December 19, 2023 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Huntington National Bank Mentor Commons 9100 Mentor Avenue, Mentor, OH 44060Office #2: Pavilion Office 24615 Chagrin Blvd., Beechwood, OH 44122Office #3: Avon Lake Avon Beldne Road 520 Avon Belden Rd, Avon Lake, OH 44012-2208Office #4: Lakewood-east Banking Office 11801 Clifton Boulevard, Lakewood, OH 44107Office #5: Rocky River South 19975 Center Ridge Road, Rocky River, OH 44116Office #6: Public Square 200 Public Square, Cleveland, OH 44114Office #7: Columbia-eaton 26570 Royalton Road, Columbia Station, OH 44028Office #8: Grafton 351 Main Street, Grafton, OH 44044Office #9: Mentor 306 7800 Reynolds Avenue, Mentor, OH 44060-5324Office #10: Chardon Center Street 376 Center Street, Chardon, OH 44024Office #11: The Firelands 357 Main Street, Huron, OH 44839Office #12: Painesville 56 Liberty Street, Painesville, OH 44077-3361Office #13: North Ridgeville 35621 Center Ridge Road, North Ridgeville, OH 44039Office #14: Wellington 817 N Main Street, Wellington, OH 44090Office #15: Cedar-center 14100 Cedar Road, Cleveland, OH 44121Office #16: Madison N Ridge 6565 North Ridge Road, Madison, OH 44057Office #17: Vermilion 4530 Liberty Avenue, Vermilion, OH 44089Office #18: Downtown Amherst 160 Cleveland Street, Amherst, OH 44001-1618Office #19: Geneva 64 S Broadway, Geneva, OH 44041Office #20: Oberlin 5 S Main Street, Oberlin, OH 44074Office #21: Berea Banking Office 40 Front Street, Berea, OH 44017Office #22: Strongsville Banking Office 13866 Pearl Road, Strongsville, OH 44136Office #23: Parmatown Banking Office 6660 Ridge Road, Parma, OH 44129Office #24: Fairmount Circle Banking Office 20601 Fairmount Blvd, Shaker Heights, OH 44118Office #25: Turney-dunham Banking Office 6134 Dunham Road, Maple Heights, OH 44137Office #26: North Olmsted Banking Office 29095 Lorain Road, North Olmsted, OH 44070Office #27: Solon Banking Office 33175 Aurora Road, Solon, OH 44139Office #28: Chesterland Banking Office 8450 Mayfield Road, Chesterland, OH 44026Office #29: Middlefield Banking Office 14849 North State Avenue, Middlefield, OH 44062Office #30: Mayfield Heights Banking Office 6341 Mayfield Road, Mayfield Heights, OH 44124Office #31: West Park Banking Office 3199 Berea Road, Cleveland, OH 44111Office #32: Brookgate Banking Office 5881 Smith Road, Brookpark, OH 44142Office #33: Lakewood West Banking Office 15111 Detroit Avenue, Lakewood, OH 44107Office #34: Richmond Heights Banking Office 5249 Wilson Mills Road, Richmond Heights, OH 44143Office #35: Broadview Heights 9220 Broadview Road, Broadview Heights, OH 44147Office #36: Westlake-crocker Banking Office 2055 Crocker Road, Westlake, OH 44145Office #37: Bainbridge 8420 E. Washington St., Chagrin Falls, OH 44023Office #38: Chagrin Falls 98 N. Main St., Chagrin Falls, OH 44022Office #39: Cleveland East 920 E. 185th St., Cleveland, OH 44119Office #40: Euclid 1545 E. 260th St., Euclid, OH 44132Office #41: Shaker Heights 17121 Chagrin Blvd., Shaker Hts., OH 44120Office #42: Lakeshore 7341 Lakeshore Blvd., Mentor, OH 44060Office #43: Concord 7529 Crile Rd., Concord, OH 44077Office #44: Cleveland Heights 1865 Coventry Rd., Cleveland Hts., OH 44118Office #45: Pepper Pike 3637 Lander Rd., Pepper Pike, OH 44124Office #46: Willoughby 36505 Euclid Ave., Willoughby, OH 44094Office #47: Ashtabula 4366 Main Ave., Ashtabula, OH 44004Office #48: Conneaut 328 Main St., Conneaut, OH 44030Office #49: Jefferson 36 W. Jefferson St., Jefferson, OH 44047Office #50: Orwell 155 East Main St., Orwell, OH 44076Office #51: Avon Banking Office 2085 Center Road, Avon, OH 44011Office #52: Neoh Osj - Mentor 7800 Reynolds Avenue, Mentor, OH 44060Office #53: Broad And Court Streets 105 Court Street, Elyria, OH 44035-5525Office #54: Garrettsville Banking Office 10787 North Street, Garrettsville, OH 44231Office #55: Harvard Avenue 7021 Harvard Ave, Cleveland, OH 44105Office #56: Erie - Peach St. 5805 Peach St, Erie, PA 16509Office #57: Chester Ave 10001 Chester Ave, Cleveland, OH 44106Office #58: Brunswick Center 1344 Pearl Road, Brunswick, OH 44212Office #59: Stow South 3311 Kent Road, Stow, OH 44224Office #60: Nordonia Hills 8300 Golden Link Boulevard, Northfield, OH 44067Office #61: Stow Banking Office 3793 Darrow Road, Stow, OH 44224Office #62: Bay Village Banking Office 355 Dover Center Road, Bay Village, OH 44140Office #63: Turneytown Banking Office 4932 Turney Road, Garfield Hts., OH 44125Office #64: Tower Boulevard 4200 Oberlin Avenue, Lorain, OH 44053Office #65: Erie - Pittsburgh Ave 2185 West 12th St, Erie, PA 16505Office #66: Antioch & Abbe 111 Antioch Dr, Elyria, OH 44035Office #67: Abbe Road 248 N Abbe Road, Elyria, OH 44035RIA
BD
CRD#: 16986
Mentor, OH
Past
July 1, 2021 - December 20, 2023
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
Tonawanda, NY
Past
July 1, 2021 - December 20, 2023
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
Tonawanda, NY
Past
July 15, 2019 - July 7, 2021
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CLEVELAND, OH
Past
May 1, 2018 - July 7, 2021
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLEVELAND, OH
Past
April 19, 2017 - April 2, 2018
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
June 14, 2011 - April 19, 2017
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
BROOKLYN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(12/19/2023)
IAR
Ohio(12/19/2023)
RR
Pennsylvania(12/19/2023)
IAR
Pennsylvania(12/20/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 12/13/2021
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
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Company Information
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986Mentor, OH 44060TRUST BUT VERIFY
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