KG
Kevin N. Gormley
LEADING EDGE FINANCIAL PLANNING LLC
Knoxville, TN 37909
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CRD#: 5921812
KG
Professional summary
Kevin Nicholas Gormley, CFP® is a registered financial advisor currently at LEADING EDGE FINANCIAL PLANNING LLC located in Knoxville, Tennessee.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kevin has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Leading Edge Tax Planning, LLC; Not Investment-Related; 6921 Office Park Circle, Knoxville, TN 37909; Tax planning and tax preparation; Managing Member and Owner; 10/2018; 50 hour per month during tax season, 10 hours per month throughout the rest of the year
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Nicholas Gormley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
November 5, 2015 - Present
LEADING EDGE FINANCIAL PLANNING LLC
Office #1: 6921 Office Park Circle, Knoxville, TN 37909RIA
CRD#: 277149
Knoxville, TN
Past
May 10, 2011 - January 5, 2016
PATRIOT INVESTMENT MANAGEMENT GROUP INC
RIA
CRD#: 112155
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LEADING EDGE FINANCIAL PLANNING LLC
LEADING EDGE FINANCIAL PLANNING LLC
CRD#: 277149 / SEC#: 801-120413
RIA
Registered Investment Advisory firm - (3/1/2021 Approved)Colorado
Registered Investment Advisory firm - (6/4/2021 Terminated)Florida
Registered Investment Advisory firm - (6/4/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/4/2021 Terminated)Nevada
Registered Investment Advisory firm - (7/14/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/4/2021 Terminated)Tennessee
Registered Investment Advisory firm - (7/4/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/5/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(11/5/2015)
IAR
Texas(1/3/2025)
Exams
Current Firm
LE
LEADING EDGE FINANCIAL PLANNING LLC
LEADING EDGE FINANCIAL PLANNING LLC
CRD#: 277149 / SEC#: 801-120413
RIA
Registered Investment Advisory firm - (3/1/2021 Approved)Colorado
Registered Investment Advisory firm - (6/4/2021 Terminated)Florida
Registered Investment Advisory firm - (6/4/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/4/2021 Terminated)Nevada
Registered Investment Advisory firm - (7/14/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/4/2021 Terminated)Tennessee
Registered Investment Advisory firm - (7/4/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/5/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6921 Office Park Circle, Knoxville, TN 37909
Mailing Address
Phone number
(865) 240-2292
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,388 |
| AUM (Assets Under Management) | $ 360,175,782 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 06/27/2023 | ||
| 10/07/2022 |
Red Flags
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Company Information
LEADING EDGE FINANCIAL PLANNING LLC
CRD#: 277149Knoxville, TN 37909TRUST BUT VERIFY
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