Valerie J. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Joy Nelson, who also goes by Valerie Joy Herr, Valerie Joy Wells, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 2011. Valerie had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2015 - July 24, 2019
WILLAMETTE FINANCIAL ADVISORS, LLC
January 2, 2015 - December 31, 2017
CENTAURUS FINANCIAL, INC.
October 4, 2012 - December 31, 2014
OSAIC SERVICES, INC.
September 11, 2012 - December 31, 2014
OSAIC SERVICES, INC.
August 2, 2011 - June 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WILLAMETTE FINANCIAL ADVISORS, LLC
CRD#: 173482 / SEC#: 801-112193
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLAMETTE FINANCIAL ADVISORS, LLC
CRD#: 173482 / SEC#: 801-112193
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 488 |
| AUM (Assets Under Management) | $ 117,489,047 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
