Christopher J. Cincera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Cincera, who also goes by Chris Cincera, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2017 - December 19, 2018
WAMBOLT & ASSOCIATES, LLC
March 6, 2015 - July 22, 2015
COBIZ WEALTH
October 18, 2013 - January 2, 2015
PURSHE KAPLAN STERLING INVESTMENTS
October 7, 2013 - February 6, 2015
WALDRON PRIVATE WEALTH
October 19, 2012 - September 20, 2013
XML SECURITIES
September 5, 2012 - September 20, 2013
XML SECURITIES
June 16, 2011 - October 15, 2012
361 CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WAMBOLT & ASSOCIATES, LLC
CRD#: 153454 / SEC#: 801-71476
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,898 |
| AUM (Assets Under Management) | $ 586,818,207 |
Red Flags
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