SH
Seth W. Hawkins
GUIDESTONE FINANCIAL SERVICES
Dallas, TX 75244-6152
Some features on this profile are disabled
CRD#: 5921390
SH
Professional summary
Seth William Hawkins, CFP® is a registered financial professional currently at GUIDESTONE FINANCIAL SERVICES located in Dallas, Texas.
Seth is registered as a RR (Registered Representative) and started their career in finance in 2011. Seth has worked at 1 firm and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Seth William Hawkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 2, 2021 - Present
GUIDESTONE FINANCIAL SERVICES
Office #1: 5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152BD
CRD#: 148249
Dallas, TX
Past
May 27, 2011 - December 31, 2017
GUIDESTONE FINANCIAL SERVICES
BD
CRD#: 148249
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2021)
RR
Alaska(8/19/2021)
RR
Arizona(8/19/2021)
RR
Arkansas(8/19/2021)
RR
California(8/19/2021)
RR
Colorado(8/19/2021)
RR
Connecticut(8/19/2021)
RR
Delaware(8/19/2021)
RR
District of Columbia(8/19/2021)
RR
Florida(8/19/2021)
RR
Georgia(8/19/2021)
RR
Hawaii(8/19/2021)
RR
Idaho(8/19/2021)
RR
Illinois(8/19/2021)
RR
Indiana(8/19/2021)
RR
Iowa(8/19/2021)
RR
Kansas(8/19/2021)
RR
Kentucky(8/19/2021)
RR
Louisiana(8/19/2021)
RR
Maine(8/19/2021)
RR
Maryland(8/19/2021)
RR
Massachusetts(8/19/2021)
RR
Michigan(8/19/2021)
RR
Minnesota(8/19/2021)
RR
Mississippi(8/19/2021)
RR
Missouri(8/19/2021)
RR
Montana(8/19/2021)
RR
Nebraska(8/19/2021)
RR
Nevada(8/19/2021)
RR
New Hampshire(8/19/2021)
RR
New Jersey(8/19/2021)
RR
New Mexico(8/19/2021)
RR
New York(8/19/2021)
RR
North Carolina(8/19/2021)
RR
North Dakota(8/19/2021)
RR
Ohio(8/20/2021)
RR
Oklahoma(8/19/2021)
RR
Oregon(8/19/2021)
RR
Pennsylvania(8/19/2021)
RR
Rhode Island(8/19/2021)
RR
South Carolina(8/19/2021)
RR
South Dakota(8/19/2021)
RR
Tennessee(8/19/2021)
RR
Texas(7/30/2021)
RR
Utah(8/19/2021)
RR
Vermont(8/19/2021)
RR
Virginia(8/19/2021)
RR
Washington(8/19/2021)
RR
West Virginia(8/19/2021)
RR
Wisconsin(8/19/2021)
RR
Wyoming(8/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/2/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GUIDESTONE FINANCIAL SERVICES
GUIDESTONE FINANCIAL SERVICES
CRD#: 148249 / SEC#: , 8-67995
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
Mailing Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
Phone number
(214) 720-6486
Established
Texas since 06/26/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDESTONE FINANCIAL RESOURCES OF THE SOUTHERN BAPTIST CONVENTION | MEMBER | |
| BAILEY, CHAD MICHAEL | PRESIDENT | 5567481 |
| COOK, ROBERT SCOTT | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 5587943 |
| HALPIN, JEREMY LOWELL | FINOP/CFO/TREASURER | 6560503 |
| HAMES, DEANA FOLMAR | DIRECTOR | 7444625 |
| KELLY, CHRISTOPHER LEE | DIRECTOR | 7178167 |
| TUCKER, JASON | DIRECTOR | 8141526 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
