Seth William Hawkins
CFP®Professional Summary
Seth William Hawkins, CFP® is a registered financial advisor currently at GUIDESTONE FINANCIAL SERVICES located in Dallas, Texas. Seth is registered as a RR (Registered Representative) and started their career in finance in 2011. Seth has worked at 1 firm and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GUIDESTONE FINANCIAL SERVICES
Contact Information
Main Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152Mailing Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152Phone Number
(214) 720-6486Established
Texas since 06/26/2008Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDESTONE FINANCIAL RESOURCES OF THE SOUTHERN BAPTIST CONVENTION | MEMBER | — |
| ALDERMAN, RALPH WARREN JR | DIRECTOR | 8333619 |
| BAILEY, CHAD MICHAEL | PRESIDENT | 5567481 |
| COOK, ROBERT SCOTT | VICE PRESIDENT AND SECRETARY | 5587943 |
| EMFINGER, GLENN DUDLEY | DIRECTOR | 8324235 |
| HALPIN, JEREMY LOWELL | FINOP/CFO/TREASURER | 6560503 |
| MOLINA, STEPHANIE JEAN | CHIEF COMPLIANCE OFFICER | 5115805 |
| POWELL, KEITH ALLEN | DIRECTOR | 8328076 |
| TUCKER, JASON | DIRECTOR | 8141526 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2021About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2011About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2021About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Seth William Hawkins's CRS (Customer Relationship Summary).
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