Peter J. Steigerwald

4WEALTH ADVISORS

Fountain Hills, AZ

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CRD#: 5921248

Professional summary

Peter James Steigerwald, who also goes by Peter Steigerwald, is a registered financial advisor currently at 4WEALTH ADVISORS, INC. located in Fountain Hills, Arizona.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Peter has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Steigerwald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Steigerwald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

4WEALTH ADVISORS, INC.

RIA

CRD#: 129727

Fountain Hills, AZ

Past

June 24, 2013 - March 28, 2023

RETIREMENT INCOME MANAGEMENT, INC.

RIA

CRD#: 164871

WARRENVILLE, IL

Past

August 10, 2011 - April 8, 2013

CAPITAL MANAGEMENT ASSOCIATES,INC.

RIA

CRD#: 123730

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

4WEALTH ADVISORS, INC.

4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 129727 / SEC#: 801-113392

RIA

Registered Investment Advisory firm - (6/11/2018 Approved)

Florida

Registered Investment Advisory firm - (9/18/2018 Terminated)

Illinois

Registered Investment Advisory firm - (6/11/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2011

Uniform Investment Adviser Law Examination

Current Firm

4WEALTH ADVISORS, INC.

4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 129727 / SEC#: 801-113392

RIA

Registered Investment Advisory firm - (6/11/2018 Approved)

Florida

Registered Investment Advisory firm - (9/18/2018 Terminated)

Illinois

Registered Investment Advisory firm - (6/11/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2018 Terminated)

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Contact information

Main Address

745 Mcclintock Drive Suite 150, Burr Ridge, IL 60527-6490

Mailing Address

Phone number

(708) 695-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

4WEALTH ADVISORS, INC. DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,306
AUM (Assets Under Management)	$ 246,912,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Steigerwald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Steigerwald's CRS (Customer Relationship Summary).

Certified licenses

Experience

4WEALTH ADVISORS, INC.

RETIREMENT INCOME MANAGEMENT, INC.

CAPITAL MANAGEMENT ASSOCIATES,INC.

Primary Firm SEC Registration

4WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2011

Current Firm

4WEALTH ADVISORS, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

4WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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