Amber N. Mcquillan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber Nicole Mcquillan, who also goes by Amber Nicole O'neill, Amber O'neill, Amber Nicole Oneill, was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2011. Amber had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - May 4, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 16, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
June 26, 2014 - May 1, 2020
FIDELITY BROKERAGE SERVICES LLC
August 9, 2012 - June 19, 2014
LPL FINANCIAL LLC
July 30, 2012 - June 19, 2014
LPL FINANCIAL LLC
September 12, 2011 - September 13, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
August 8, 2011 - September 13, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
