FM
Francis A. Mcmanus
CENTAURUS FINANCIAL
Norwood, MA 02062
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CRD#: 5921008
FM
Professional summary
Francis Austin Mcmanus, who also goes by Francis A Mcmanus, Francis Austin Mcmanus, Frank Mcmanus, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Norwood, Massachusetts.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Francis has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Francis A Mcmanus | Francis Austin Mcmanus | Frank Mcmanus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ADMISSIONS, ZERO GRAVITY BASKETBALL, BEVERLY, MA 01915. NON INVESTMENT RELATED SINCE 2015 AND I SPENT APPROX. 34 HOURS PER MONTH ON THIS ACTIVITY. YOUTH BASKETBALL TOURNAMENTS, COLLECTION OF ADMISSIONS FEES. 2. DIRECTOR OF FINANCIAL SERVICES, DOWNEY INSURANCE GROUP, 190 EAST MAIN STREET, MARLBOROUGH, MA 01752. NON INVESTMENT RELATED SINCE 04/2018 AND I SPEND APPROX. 65% OF MY TIME ON THIS ACTIVITY. BUSINESS DEVELOPMENT AND ADMINISTRATION RUNNING THE FINANCIAL BRANCH DIVISION INCLUDING THE SELLING OF HEALTH, LIFE DISABILITY, LONG-TERM CARE INSURANCES AND FIXED INVESTMENT PRODUCTS. 3. DOWNEY INSURANCE GROUP, NON-INVESTMENT RELATED, 190 EAST MAIN STREET, MARLBOROUGH, MA 01752, SELL OF PERSONAL AND COMMERICIAL PROPERTY & CASUALTY INSURANCE PRODUCTS, DIRECTOR OF FINANCIAL SERVICES & BUSINESS DEVELOPEMENT, SINCE 4/2/2018, DEVOTED TIME IS 10 HOURS A MONTH. 4. FRANCIS A. MCMANUS POSITION: Agent NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: null START DATE: 04/01/2020 ADDRESS: 501 Boston Providence Turnpike, Suite 2L, Norwood MA 2062, United States DESCRIPTION: Sell of health insurance products as per the needs of my clients. 5. THORNDIKE COMPANY POSITION: Agent NATURE: Sale of life insurance, disability insurance, long-term care insurance INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: null START DATE: 04/01/2020 ADDRESS: 501 Boston Providence Turnpike, Suite 2L, Norwood MA 2062, United States DESCRIPTION: Part of overall planning for a client and based on clients' needs. 6. WALPOLE CHAMBER OF COMMERCE POSITION: Board Member, Ambassador NATURE: Chamber of Commerce INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 944 Main Street, Walpole MA 02081, United States DESCRIPTION: Board Member and Ambassador for the Walpole Chamber of Commerce, of which I belong as a member. 7. CPI Companies, non investment related, 1010 Haddonfield-Berlin Road, Suite #407, Voorhees, New Jersey, 08043, selling fixed products including life insurance, disability insurance, fixed annuities and long-term care, agent since 4/22/2024, devoted time is 2 hours a month.
CRS (Client Relationship Summary) - RIA
Click below to view Francis Austin Mcmanus's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Francis Austin Mcmanus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 501 Boston Providence Turnpike Suite #2l, Norwood, MA 02062RIA
BD
CRD#: 30833
Norwood, MA
Current
August 27, 2018 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 501 Boston Providence Turnpike Suite #2l, Norwood, MA 02062RIA
BD
CRD#: 30833
Norwood, MA
Past
April 21, 2015 - December 11, 2017
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MIDDLETON, MA
Past
May 2, 2013 - September 16, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DANVERS, MA
Past
May 19, 2011 - March 28, 2013
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/18/2021)
RR
Delaware(4/8/2022)
IAR
Delaware(4/8/2022)
RR
Illinois(11/23/2020)
IAR
Illinois(11/23/2020)
RR
Iowa(4/29/2024)
IAR
Iowa(4/29/2024)
IAR
Maine(4/16/2021)
IAR
Maryland(10/27/2021)
RR
Massachusetts(10/11/2018)
IAR
Massachusetts(10/16/2020)
RR
New Hampshire(8/26/2021)
IAR
New Hampshire(8/26/2021)
RR
New Jersey(4/15/2021)
RR
Pennsylvania(5/23/2022)
IAR
Pennsylvania(5/23/2022)
IAR
Rhode Island(1/14/2021)
RR
Rhode Island(5/26/2021)
IAR
Vermont(6/3/2021)
RR
Virginia(4/27/2021)
IAR
Virginia(4/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Norwood, MA 02062TRUST BUT VERIFY
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