Pascal A. Roche
Professional summary
Pascal A Roche, who also goes by Pascal A Roche, is a registered financial professional currently at CSCA CAPITAL ADVISORS, LLC located in New York, New York and THREADMARK LP located in New York, New York.
Pascal is registered as a RR (Registered Representative) and started their career in finance in 2011. Pascal has worked at 24 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pascal A Roche's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2012 - Present
CSCA CAPITAL ADVISORS, LLC
Office #1: 300 Park Avenue Studio Suite 203, New York, NY 10022September 8, 2015 - Present
THREADMARK LP
Office #1: 300 Park Avenue 2nd Floor, New York, NY 10022May 11, 2016 - Present
EQUITYZEN SECURITIES LLC
Office #1: 30 Broad Street, Suite 1200, New York, NY 10004Office #2: 30 Broad Street, Suite 1200, New York, NY 10004May 16, 2016 - Present
CLEARINGBID MARKETS, INC.
Office #1: 411 Theodore Fremd Ave Suite 206, Rye, NY 10850January 13, 2017 - Present
PANTHEON SECURITIES, LLC
Office #1: 11 Times Square 35th Floor, New York, NY 10036Office #2: 11 Times Square 35th Floor, New York, NY 10036August 1, 2017 - Present
ESL INVESTMENT SERVICES, LLC
Office #1: 225 Chestnut Street, Rochester, NY 14604-2424November 29, 2023 - Present
SEXTANT SECURITIES, LLC
Office #1: 600 Madison Avenue 17th Floor, New York, NY, 10022April 29, 2024 - Present
UNLU SECURITIES INC.
Office #1: 250 Park Avenue Suite 7077, New York, NY 10177May 8, 2024 - Present
TIDAL PARTNERS
Office #1: 860 Broadway 5th Floor, New York, NY 10003August 5, 2024 - Present
ELSEWARE FINANCIAL SERVICES LLC
Office #1: 36 W. 44th Street Suite 700, New York, NY 10036Office #2: 36 W. 44th Street, Suite 700, New York, NY 10036October 10, 2024 - Present
KENNEDY LEWIS CAPITAL MARKETS LLC
Office #1: 225 Liberty Street 42nd Floor, New York, NY 10281August 21, 2025 - Present
GOODGAME ADVISORS LLC
Office #1: 4701 Soquel Drive, Soquel, CA 95073November 7, 2022 - September 28, 2023
LEDGEREDGE SECURITIES, INC.
February 4, 2022 - September 1, 2022
MEESCHAERT CAPITAL MARKETS, INC.
April 16, 2018 - January 31, 2023
GLMX TECHNOLOGIES, LLC
May 3, 2016 - October 20, 2017
CANDEAL SECURITIES, LLC
March 30, 2016 - April 28, 2022
QUANTEDGE CAPITAL USA INC.
August 13, 2015 - May 8, 2020
MEESCHAERT CAPITAL MARKETS, INC.
April 2, 2015 - November 30, 2015
PINE SECURITIES USA LLC
December 16, 2014 - May 15, 2023
ICAPITAL SECURITIES, LLC
September 13, 2013 - December 31, 2015
RANGE GLOBAL LLC
December 20, 2012 - March 28, 2014
ABBEY CAPITAL (US) LLC
January 19, 2012 - August 29, 2016
PORTALES PARTNERS, LLC
June 1, 2011 - January 20, 2012
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GOODGAME ADVISORS LLC
CRD#: 333155 / SEC#: , 8-71299
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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