James W. Muckell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James William Muckell was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2012. James had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2021 - December 31, 2021
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 19, 2021 - May 3, 2021
PURSHE KAPLAN STERLING INVESTMENTS
November 1, 2017 - February 25, 2019
SECURITIES AMERICA, INC.
November 23, 2012 - November 7, 2017
NATIONAL PLANNING CORPORATION
July 30, 2012 - November 29, 2012
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTERVEST INTERNATIONAL EQUITIES CORPORATION
CRD#: 20289 / SEC#: , 8-38156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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