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Anne T. Durkin
MAINSTREET ADVISORS
Chicago, IL 60602-2424
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CRD#: 5920706
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Professional summary
Anne Therese Durkin MS. is a registered financial advisor currently at MAINSTREET ADVISORS located in Chicago, Illinois.
Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Anne has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anne Therese Durkin MS.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2011 - Present
MAINSTREET ADVISORS
Office #1: 120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424RIA
CRD#: 146615
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MAINSTREET ADVISORS
MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC
CRD#: 146615 / SEC#: 801-68930
RIA
Registered Investment Advisory firm - (3/12/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/6/2011)
IAR
Texas(7/6/2011)
Exams
Current Firm
MA
MAINSTREET ADVISORS
MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC
CRD#: 146615 / SEC#: 801-68930
RIA
Registered Investment Advisory firm - (3/12/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424
Mailing Address
Phone number
(312) 223-0270
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,683 |
| AUM (Assets Under Management) | $ 5,409,800,392 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2024 | ||
| 01/26/2024 | ||
| 11/28/2022 |
Red Flags
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