Jason W. Huff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason William Huff, who also goes by Jason William Huff, Jason W Huff, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2011. Jason had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2017 - July 31, 2018
HEARTLAND FINANCIAL ADVISORS, LLC
July 3, 2017 - August 21, 2018
GRADIENT SECURITIES, LLC
October 25, 2013 - July 5, 2017
LPL FINANCIAL LLC
October 25, 2013 - July 5, 2017
LPL FINANCIAL LLC
May 29, 2012 - September 5, 2013
MSI FINANCIAL SERVICES, INC.
May 23, 2012 - September 5, 2013
MSI FINANCIAL SERVICES, INC.
March 19, 2012 - April 10, 2012
WADDELL & REED
October 12, 2011 - April 10, 2012
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HEARTLAND FINANCIAL ADVISORS, LLC
CRD#: 167799 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
