Bruce A. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Alan Miller was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2011. Bruce had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - December 12, 2024
DINERGY
June 8, 2015 - January 30, 2019
HORTER INVESTMENT MANAGEMENT, LLC
January 30, 2012 - May 1, 2015
CENTER STREET SECURITIES, INC.
June 6, 2011 - January 27, 2012
ONEAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINERGY
CRD#: 286403 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 23,128,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
