VS
Vicente N. Santiago
BLACKROCK EXECUTION SERVICES
Princeton, NJ 08540
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CRD#: 5920199
VS
Professional summary
Vicente Nmn Santiago, who also goes by VIcente Nmn Santiago Jr, is a registered financial professional currently at BLACKROCK EXECUTION SERVICES located in Princeton, New Jersey.
Vicente is registered as a RR (Registered Representative) and started their career in finance in 2011. Vicente has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vicente Nmn Santiago Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vicente Nmn Santiago's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2013 - Present
BLACKROCK EXECUTION SERVICES
Office #1: 1 University Square Drive, Princeton, NJ 08540BD
CRD#: 39438
Princeton, NJ
Past
April 4, 2012 - July 16, 2012
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
PRINCETON, NJ
Past
June 7, 2011 - January 9, 2013
BLACKROCK CAPITAL MARKETS, LLC
BD
CRD#: 146514
PRINCETON, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/22/2023)
RR
Alaska(5/22/2023)
RR
Arizona(5/22/2023)
RR
Arkansas(5/22/2023)
RR
California(1/8/2013)
RR
Colorado(5/22/2023)
RR
Connecticut(5/22/2023)
RR
Delaware(5/22/2023)
RR
District of Columbia(5/22/2023)
RR
Florida(5/22/2023)
RR
Georgia(5/22/2023)
RR
Hawaii(5/22/2023)
RR
Idaho(5/22/2023)
RR
Illinois(5/22/2023)
RR
Indiana(5/22/2023)
RR
Iowa(5/22/2023)
RR
Kansas(5/22/2023)
RR
Kentucky(5/22/2023)
RR
Louisiana(5/22/2023)
RR
Maine(5/22/2023)
RR
Maryland(5/22/2023)
RR
Massachusetts(5/22/2023)
RR
Michigan(5/22/2023)
RR
Minnesota(5/22/2023)
RR
Mississippi(5/22/2023)
RR
Missouri(5/22/2023)
RR
Montana(5/22/2023)
RR
Nebraska(5/22/2023)
RR
Nevada(5/22/2023)
RR
New Hampshire(5/22/2023)
RR
New Jersey(1/8/2013)
RR
New Mexico(5/22/2023)
RR
New York(3/26/2019)
RR
North Carolina(5/22/2023)
RR
North Dakota(5/22/2023)
RR
Ohio(5/22/2023)
RR
Oklahoma(5/22/2023)
RR
Oregon(5/22/2023)
RR
Pennsylvania(6/15/2020)
RR
Puerto Rico(5/22/2023)
RR
Rhode Island(5/22/2023)
RR
South Carolina(5/22/2023)
RR
South Dakota(5/22/2023)
RR
Tennessee(5/22/2023)
RR
Texas(5/22/2023)
RR
Utah(5/22/2023)
RR
Vermont(5/22/2023)
RR
Virginia(5/22/2023)
RR
Washington(5/22/2023)
RR
West Virginia(5/22/2023)
RR
Wisconsin(5/22/2023)
RR
Wyoming(5/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BE
BLACKROCK EXECUTION SERVICES
BARCLAYS GLOBAL INVESTORS SERVICES | BZW GLOBAL INVESTORS SERVICES | BZW BARCLAYS GLOBAL INVESTORS SERVICES | BLACKROCK EXECUTION SERVICES
CRD#: 39438 / SEC#: , 8-48719
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
50 Hudson Yards, New York, NY 10001
Mailing Address
1 University Square Drive, Princeton, NJ 08540
Phone number
(609) 282-3046
Established
California since 08/31/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | SHAREHOLDER | |
| DEVICO, JOSEPH GEORGE | DIRECTOR | 2808563 |
| HEROLD, MEREDITH L | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | DIRECTOR | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | DIRECTOR | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| SKOWRONSKI, SCOTT MICHAEL | CHIEF OPERATING OFFICER | 5171257 |
| VILLACORTA, ROLAND ESTEBAN | DIRECTOR | 2566073 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKROCK EXECUTION SERVICES
CRD#: 39438Princeton, NJ 08540TRUST BUT VERIFY
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