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Alok V. Deshpande
SMARTPATH ADVISORS
ATLANTA, GA
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CRD#: 5920195
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Professional summary
Alok Vijay Deshpande is a registered financial advisor currently at SMARTPATH ADVISORS located in Atlanta, Georgia.
Alok is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Alok has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SmartPath, Inc. Address: 400 Plasters Ave NE #100, Atlanta, GA 30324 Title: CEO and Co-Founder Start date: January 2010 Investment-related: No Nature of business: SmartPath, Inc. is a financial education and coaching company. Hours per month: 200 - 300 Trading hours per month: 160 Brief description of duties: As CEO, Alok focuses on business strategy, conducts seminars, and meets with current and prospective clients.
CRS (Client Relationship Summary) - RIA
Click below to view Alok Vijay Deshpande's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2019 - Present
SMARTPATH ADVISORS
RIA
CRD#: 304563
ATLANTA, GA
Past
September 16, 2011 - December 31, 2013
SMARTPATH, LLC
RIA
CRD#: 157506
DUNWOODY, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(8/16/2019)
IAR
Texas(1/4/2021)
Current Firm
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Atlanta, GA
Mailing Address
2451 Cumberland Pkwy Ste 3954, Atlanta, GA 30339
Phone number
(678) 538-9420
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (23 States and Territories)
Documents
Red Flags
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