Michael A. Calabrese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andre Calabrese was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2020 - May 3, 2021
AEL FINANCIAL SERVICES, LLC
March 14, 2019 - February 17, 2020
PALMER CAPITAL ADVISORS, LLC
October 17, 2013 - May 3, 2021
LOCKTON INVESTMENT ADVISORS, LLC
August 1, 2011 - May 3, 2021
LOCKTON INVESTMENT SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/12/2018
Investment Banking Registered Representative ExaminationCurrent Firm
AEL FINANCIAL SERVICES, LLC
CRD#: 300285 / SEC#: , 8-70298
Contact information
FINRA licenses (37 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
