Scott S. Haley

PRELUDE FINANCIAL

Wadsworth, OH 44281

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CRD#: 5919854

Professional summary

Scott S Haley, CFP®, who also goes by Scott S Dunn, Scott Steven Haley, is a registered financial advisor currently at PRELUDE FINANCIAL located in Wadsworth, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Scott has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Biography

At Prelude Financial, our mission is to partner with you to create financial comfort, help and protect your family, and build a legacy.  We are driven to provide objective, tailored solutions that enhance your life. We endeavor to know and understand your financial situation and provide you with only the highest quality service and advice to help you reach your personal goals

Whether I am building a financial plan, creating an investment strategy or helping you develop a budget, my approach is more than simply evaluating the numbers, it's about getting to know you and understanding your goals and dreams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Tax Planning

Estate Planning

Investment Planning

Insurance Planning

Divorce Planning

Retirement Planning

Do you have an area of expertise or specialization?

Divorce Planning

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Scott S Dunn | Scott Steven Haley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the business is Allegro Tax Solutions, LLC. The nature of the business is non-investment related and is located at 147 college st, wadsworth ohio, 44281. The nature of this business is to provide tax preparation services to individuals filing their annual tax return. My title is Owner/Tax Advisor. The start date of this business is February 13th 2017. The number of hours dedicated to this business is approximately 4 hours per week or 16 hours per month, allocated outside of securities trading hours. My duties with this business are strictly to prepare individuals tax returns.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott S Haley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

February 8, 2016 - Present

PRELUDE FINANCIAL

Office #1: 137 College St, Wadsworth, OH 44281

RIA

CRD#: 282158

Wadsworth, OH

Past

September 15, 2015 - October 28, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

AKRON, OH

Past

July 31, 2015 - October 28, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

AKRON, OH

Past

July 21, 2014 - June 1, 2015

STOREY & ASSOCIATES

RIA

CRD#: 150673

NORTH CANTON, OH

Past

February 22, 2013 - April 28, 2014

SCOTT SNOW (FINANCIAL ADVISORS) LLC

RIA

CRD#: 121222

WESTLAKE, OH

Past

November 2, 2012 - February 21, 2013

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

N. CANTON, OH

Past

November 2, 2012 - February 21, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

N. CANTON, OH

Past

July 9, 2012 - August 13, 2012

EDWARD JONES

RIA

CRD#: 250

WADSWORTH, OH

Past

April 26, 2012 - August 13, 2012

EDWARD JONES

CRD#: 250

WADSWORTH, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/10/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2015

General Securities Representative Examination

Current Firm

PRELUDE FINANCIAL

PRELUDE FINANCIAL | PRELUDE FINANCIAL, LLC

CRD#: 282158 / SEC#:

Ohio

Registered Investment Advisory firm - (2/8/2016 Approved)

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Contact information

Main Address

137 College St, Wadsworth, OH 44281

Mailing Address

Phone number

(330) 331-5197

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 28,296,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott S. Haley

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott S Haley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

STOREY & ASSOCIATES

SCOTT SNOW (FINANCIAL ADVISORS) LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/2015

Series 66

Date: 5/11/2012

SIE

Date: 10/28/2015

Series 7

Date: 7/31/2015

Current Firm

PRELUDE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRELUDE FINANCIAL

TRUST BUT VERIFY

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