Brian M. Klemczak

WASHINGTON AVENUE ADVISORS

Lansing, MI 48910

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CRD#: 5919834

Professional summary

Brian Michael Klemczak, CFP® is a registered financial advisor currently at WASHINGTON AVENUE ADVISORS located in Lansing, Michigan.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Centennial Group, Admin & client support, 9/28/15.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Michael Klemczak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

April 18, 2020 - Present

WASHINGTON AVENUE ADVISORS

Office #1: 1146 South Washington Avenue, Lansing, MI 48910

RIA

CRD#: 307002

Lansing, MI

Past

November 8, 2013 - April 27, 2020

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Lansing, MI

Past

July 18, 2013 - April 27, 2020

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Lansing, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASHINGTON AVENUE ADVISORS

RUSHMAN WEALTH MANAGEMENT | WASHINGTON AVENUE ADVISORS, LLC | WASHINGTON AVENUE ADVISORS

CRD#: 307002 / SEC#: 801-118372

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2022)

IAR

Florida
(2/28/2022)

IAR

Illinois
(12/13/2021)

IAR

Michigan
(4/18/2020)

IAR

North Carolina
(3/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2013

General Securities Representative Examination

Current Firm

WASHINGTON AVENUE ADVISORS

RUSHMAN WEALTH MANAGEMENT | WASHINGTON AVENUE ADVISORS, LLC | WASHINGTON AVENUE ADVISORS

CRD#: 307002 / SEC#: 801-118372

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

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Contact information

Main Address

1146 South Washington Avenue, Lansing, MI 48910

Mailing Address

Phone number

(844) 678-1842

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WASHINGTON AVENUE ADVISORS, LLC FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,348
AUM (Assets Under Management)	$ 286,572,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian M. Klemczak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Michael Klemczak's CRS (Customer Relationship Summary).

Certified licenses

Experience

WASHINGTON AVENUE ADVISORS

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

WASHINGTON AVENUE ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2013

Current Firm

WASHINGTON AVENUE ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASHINGTON AVENUE ADVISORS

TRUST BUT VERIFY

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