John F. Salcedo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Fernando Salcedo, who also goes by John Salcedo, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - July 3, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 18, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
April 6, 2017 - July 2, 2019
FIDELITY BROKERAGE SERVICES LLC
June 16, 2016 - March 20, 2017
TD AMERITRADE, INC.
June 16, 2016 - March 20, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 15, 2016 - March 20, 2017
TD AMERITRADE, INC.
October 21, 2013 - June 3, 2015
STRATEGIC ADVISERS LLC
October 18, 2013 - June 2, 2015
FIDELITY BROKERAGE SERVICES LLC
November 15, 2011 - October 10, 2013
HARRISDIRECT LLC
June 3, 2011 - October 10, 2013
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
