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Nathan Samuel Childs

CRD# 5919485·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Nathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nathan Samuel Childs, who also goes by Nathan Childs, was a registered financial advisor. Nathan was a previously registered financial professional and started their career in finance 2011 - 2012. Nathan had worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nathan Childs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

CAMBRIDGE LEGACY SECURITIES L.L.C.·CRD# 103722
BD
Spring, TX
November 14, 2011 - April 20, 2012
ONYX WEALTH ADVISORS, INC.·CRD# 119558
RIA
Spring, TX
June 21, 2011 - October 9, 2012

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Current Firm

CL
CAMBRIDGE LEGACY SECURITIES L.L.C.

ABEL FINANCIAL | WEALTH MANAGEMENT ADVISORS | VALTA INC | U.S. WEALTH ADVISORS, INC. | TRUSTMARK FINANCIAL SERVICES | THE FOCUS GROUP ADVISORS | STRATEGIC FINANCIAL SOLUTIONS, INC. | SNIDER WEALTH MANAGEMENT | NORTHSTAR BROKERAGE | MYLER FINANCIAL PLANNING | MIKE HENRY & ASSOCIATES | MICELI CASTELLON | LIGHTHOUSE FINANCIAL GROUP | LEGACY WEALTH ADVISORS | KNIGHTSBRIDGE GROUP, LLC | IDEAL LIFE ADVISORS | HORIZON ADVISORS | COUR FINANCIAL LLC | CORNERSTONE FINANCIAL ADVISORS | CORNERSTOME FINANCIAL SERVICES, INC. | CAMBRIDGE LEGACY SECURITIES L.L.C. | BREEDLOVE FINANCIAL

CRD#: 103722 / SEC#: 8-52220
BD
Terminated by SEC on 06/12/2012

Contact Information

Established

Delaware since 09/09/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE CAMBRIDGE LEGACY GROUP, INC.SHAREHOLDER—
ARENDER, GREGORY ALLENFINANCIAL OPERATION PRINCIPAL5978765
FINCHER, TOMMY EDWARDPRESIDENT / CHIEF COMPLIANCE OFFICER1725266

Disclosures

Regulatory Event

8

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2011About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2011About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Nov 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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