Nathan S. Childs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Samuel Childs, who also goes by Nathan Childs, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2011. Nathan had worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - April 20, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
June 21, 2011 - October 9, 2012
ONYX WEALTH ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE LEGACY SECURITIES L.L.C.
CRD#: 103722 / SEC#: , 8-52220
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
