Jay B. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay B. Hill was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2011. Jay had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2014 - July 8, 2015
BFC PLANNING, INC.
August 5, 2014 - July 8, 2015
SECURITIES MANAGEMENT & RESEARCH, INC.
July 29, 2013 - December 23, 2013
PNC WEALTH MANAGEMENT LLC
July 29, 2013 - December 23, 2013
PNC WEALTH MANAGEMENT LLC
February 13, 2013 - July 10, 2013
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - July 10, 2013
RAYMOND JAMES & ASSOCIATES, INC.
December 20, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
August 2, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
BFC PLANNING, INC.
CRD#: 119682 / SEC#: 801-67427
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BFC PLANNING, INC.
CRD#: 119682 / SEC#: 801-67427
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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