Stephen K. Wade

WRIGHT WEALTH LLC

ATLANTA, GA 30339

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CRD#: 5919229

Professional summary

Stephen K Wade, CIMA®, who also goes by Stephen Kyle Wade, is a registered financial advisor currently at WRIGHT WEALTH LLC located in Atlanta, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Stephen has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Kyle Wade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen K Wade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 18, 2024 - Present

WRIGHT WEALTH LLC

Office #1: Two Ballpark Center 800 Battery Avenue Se, Suite 300, Atlanta, GA 30339

RIA

CRD#: 321215

ATLANTA, GA

Past

October 3, 2022 - December 31, 2023

WRIGHT WEALTH LLC

RIA

CRD#: 321215

ATLANTA, GA

Past

June 29, 2015 - September 8, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Atlanta, GA

Past

June 16, 2015 - September 8, 2022

MORGAN STANLEY

CRD#: 149777

Atlanta, GA

Past

December 1, 2014 - May 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

November 10, 2014 - May 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

February 7, 2012 - January 7, 2015

REGENTATLANTIC

RIA

CRD#: 105995

MORRISTOWN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/12/2024)

IAR

Georgia
(4/12/2024)

IAR

North Carolina
(1/18/2024)

IAR

Tennessee
(7/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/4/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/2014

General Securities Representative Examination

Current Firm

WRIGHT WEALTH LLC

CRD#: 321215 / SEC#:

Florida

Registered Investment Advisory firm - (2/19/2024 Approved)

Georgia

Registered Investment Advisory firm - (1/11/2024 Approved)

North Carolina

Registered Investment Advisory firm - (1/18/2024 Approved)

Tennessee

Registered Investment Advisory firm - (7/3/2024 Approved)

Texas

Registered Investment Advisory firm - (1/16/2024 Conditional Restricted)

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Contact information

Main Address

Two Ballpark Center 800 Battery Avenue Se, Suite 300, Atlanta, GA 30339

Mailing Address

Phone number

(470) 373-1044

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	489
AUM (Assets Under Management)	$ 97,101,599

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen K. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen K Wade's CRS (Customer Relationship Summary).

Certified licenses

Experience

WRIGHT WEALTH LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

REGENTATLANTIC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/2014

Series 65

Date: 2/4/2012

SIE

Date: 10/1/2018

Series 7

Date: 12/1/2014

Current Firm

WRIGHT WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WRIGHT WEALTH LLC

TRUST BUT VERIFY

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