BR
Brandon L. Rivera
UNITY WEALTH PARTNERS
Orange, CA 92868
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CRD#: 5919149
BR
Professional summary
Brandon L Rivera, who also goes by Brandon Louis Rivera, is a registered financial advisor currently at UNITY WEALTH PARTNERS located in Orange, California.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brandon has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Louis Rivera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Nurture Financial Planning; Investment Related; Orange, California; DBA; Founder & Financial Planner; 04/2016; 10% during business hours; Marketing and branding to attract prospective clients in the medical, dental, biotech and/or healthcare professions. All clients and prospective clients are onboarded using the appropriate securities and/or advisory entities. 2. Unity Capital Partners (UCP); Non-Investment Related; Orange, California; Fixed Insurance; President; 03/2020; 20% during business hours; Licensed entity for fixed life, health, and accident insurance. Business administration and client service. 3. Brandon L. Rivera; Non-Investment Related; Orange, CA; Insurance; Owner; 04/2003; 20% during business hours; Life, Health, and Accident agent. Provide access to fixed life insurance, fixed annuities, LTC, and health insurance. 4. Personal Insurance Center; Non-Investment Related; Orange, CA; Insurance; Principal; 06/2021; 20% during business hours; Agency for fixed Life, Health and Accident. Provide access to fixed life insurance, fixed annuities, LTC, and health insurance. 6. Unity Wealth Partners; Investment Related; Orange, CA; RIA; Managing Member & Investment Advisor Representative; 12/2021; 50% during business hours; This is a recently approved California Registered Investment Advisor firm. Financial Planning.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon L Rivera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2021 - Present
UNITY WEALTH PARTNERS
Office #1: 4050 W. Metropolitan Dr. Suite 150, Orange, CA 92868RIA
CRD#: 316222
Orange, CA
Past
November 18, 2021 - July 7, 2022
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Orange, CA
Past
May 1, 2019 - November 2, 2020
FIT STRATEGIC ADVISORS LLC
RIA
CRD#: 299702
PLACENTIA, CA
Past
November 8, 2017 - November 23, 2021
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
PLACENTIA, CA
Past
November 2, 2017 - November 23, 2021
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
PLACENTIA, CA
Past
January 5, 2015 - November 3, 2017
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
DOWNEY, CA
Past
February 10, 2014 - August 19, 2014
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
DOWNEY, CA
Past
December 20, 2013 - December 31, 2014
BRIGHT OWL INVESTMENT ADVISORS
RIA
CRD#: 168851
DOWNEY, CA
Past
July 2, 2013 - December 26, 2013
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
DOWNEY, CA
Past
May 24, 2012 - December 26, 2013
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
DOWNEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
UNITY WEALTH PARTNERS
BOLSA | UNITY WEALTH PARTNERS, LLC | UNITY WEALTH PARTNERS LLC | UNITY WEALTH PARTNERS | NURTURE FINANCIAL PLANNING | INVESTO
CRD#: 316222 / SEC#: 801-130370
RIA
Registered Investment Advisory firm - (5/29/2024 Approved)California
Registered Investment Advisory firm - (7/24/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UW
UNITY WEALTH PARTNERS
BOLSA | UNITY WEALTH PARTNERS, LLC | UNITY WEALTH PARTNERS LLC | UNITY WEALTH PARTNERS | NURTURE FINANCIAL PLANNING | INVESTO
CRD#: 316222 / SEC#: 801-130370
RIA
Registered Investment Advisory firm - (5/29/2024 Approved)California
Registered Investment Advisory firm - (7/24/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4050 W. Metropolitan Dr. Suite 150, Orange, CA 92868
Mailing Address
Phone number
(949) 688-0928
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 6,503,876 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
