Brandon L Rivera
Professional Summary
Brandon L Rivera, who also goes by Brandon Louis Rivera, is a registered financial advisor currently at UNITY WEALTH PARTNERS located in Newport Beach, California. Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brandon has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brandon Louis Rivera
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
BOLSA | UNITY WEALTH PARTNERS, LLC | UNITY WEALTH PARTNERS LLC | UNITY WEALTH PARTNERS | NURTURE FINANCIAL PLANNING | INVESTO
Contact Information
Main Address
2901 W. Coast Hwy. Suite 251, Newport Beach, CA 92663Phone Number
(949) 688-0928# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
21AUM (Assets Under Management)
$7,104,518Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/1/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2012About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brandon L Rivera's CRS (Customer Relationship Summary).
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