Andrew C. Eiler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Christopher Eiler, who also goes by Andrew Eiler, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2011. Andrew had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2012 - April 25, 2013
ETICO WEALTH MANAGEMENT LLC
August 24, 2012 - April 23, 2013
DINOSAUR FINANCIAL GROUP, L.L.C
July 11, 2011 - August 10, 2012
WELLS FARGO CLEARING SERVICES, LLC
June 21, 2011 - August 10, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ETICO WEALTH MANAGEMENT LLC
CRD#: 151046 / SEC#: 801-70445
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 225,507 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
