Rebecca J. Dammann

ASHTON THOMAS PRIVATE WEALTH

Bozeman, MT 59715

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CRD#: 5918636

Professional summary

Rebecca Jean Dammann, AIF®, CFP®, who also goes by Becca Dammann, Becca Nelson, Rebecca Jean Nelson, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Bozeman, Montana and M. S. HOWELLS & CO. located in Bozeman, Montana.

Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Rebecca has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Becca Dammann | Becca Nelson | Rebecca Jean Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OCT. 2019; ASHTON THOMAS PRIVATE WEALTH, BOZEMAN, MT; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; WEALTH ADVISOR; SERVICE CLIENTS FINANCIAL PLANNING AND INVESTMENT NEEDS; DEVOTE 160 HRS/MONTH DURING MARKET HOURS. 2. OCT. 2019; ASHTON THOMAS INSURANCE, BOZEMAN, MT; NON INVESTMENT RELATED; INSURANCE; AGENT; PROVIDE INSURANCE AS NEEDED FOR CLIENTS; DEVOTE 5 HRS/MONTH DURING MARKET HOURS. 3. JUNE 2019; FLANDERS CREEK HOA, BOZEMAN, MT; NON INVESTMENT RELATED; HOME OWNERS ASSOCIATION; TREASURER/SECRETARY; INVOICE, COLLECT DUES; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Jean Dammann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

October 18, 2019 - Present

ASHTON THOMAS PRIVATE WEALTH

Office #1: 5 West Mendenhall Street Suite 202, Bozeman, MT 59715

RIA

CRD#: 153902

Bozeman, MT

Current

January 27, 2020 - Present

M. S. HOWELLS & CO.

Office #1: 4575 Valley Commons Dr. Suite 201, Bozeman, MT 59718

CRD#: 104100

BOZEMAN, MT

Past

January 26, 2016 - October 30, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOZEMAN, MT

Past

January 25, 2016 - October 29, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOZEMAN, MT

Past

July 23, 2012 - January 13, 2016

D.A. DAVIDSON & CO.

RIA

CRD#: 199

BOZEMAN, MT

Past

April 18, 2012 - January 13, 2016

D.A. DAVIDSON & CO.

CRD#: 199

BOZEMAN, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(11/19/2019)

IAR

Florida
(11/4/2019)

IAR

Georgia
(11/1/2019)

IAR

Montana
(10/18/2019)

Montana
(1/28/2020)

IAR

Oregon
(8/30/2024)

IAR

Texas
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 732-4745

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP FEE PROGRAM BROCHURE (5/5/2025)

ADV PART 2A FIRM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,733
AUM (Assets Under Management)	$ 4,051,333,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rebecca J. Dammann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Jean Dammann's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

Primary Firm SEC Registration

ASHTON THOMAS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2012

FINRA

Current Firm

ASHTON THOMAS PRIVATE WEALTH

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHTON THOMAS PRIVATE WEALTH

TRUST BUT VERIFY

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