Daniel F. Crowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Francis Crowley, who also goes by Daniel Crowley, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2012. Daniel had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2016 - December 31, 2016
ALSIN CAPITAL MANAGEMENT, INC.
August 4, 2016 - December 31, 2020
NIGHTVIEW CAPITAL, LLC
December 20, 2012 - October 31, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALSIN CAPITAL MANAGEMENT, INC.
CRD#: 117343 / SEC#: 801-61366
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
