AG
Antonio Gomez Real
BOREAL CAPITAL MANAGEMENT LLC
Miami, FL 33131
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CRD#: 5918120
AG
Professional summary
Antonio Gomez Real is a registered financial advisor currently at BOREAL CAPITAL MANAGEMENT LLC located in Miami, Florida and BOREAL CAPITAL SECURITIES LLC located in Miami, Florida.
Antonio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Antonio has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dually Registered with out affiliate BOREAL CAPITAL MANAGEMENT, LLC. in advisory services seeking clients and building AUMs, approx. 10hrs./monthly since registration date. Gazul S.L. - Member of the Board. Compensation between 30k-50k annually. providing guidance and support to client Alejandro Sanz (www.alejandrosanz.com). Hours will depend upon scheduled board meeting per quarter with meeting either in Madrid or Miami. Gazul SL is owned 100% by the Spanish singer Alejandro Sanz (Current Mora Wealth client). Gazul SL holds all of Alejandro's net worth, from bank accounts to investments, real estate, editorial contracts, discography contracts, tour contracts, etc. Role will be to oversee as part of the Board. FIOFIO & KOLEKAME Corp. - Sole owner 100%. Corporation created to manage his income and expenses and to receive his pay from Boreal. Corp was created as a wealth planning vehicle to improve his tax efficiency. No compensation. Seeded with $20,000 from his savings and will receive in income from other disclosed OBAs listed on U4 CMPS and Gazul SL). 20hrs monthly dedicated to this corp.
CRS (Client Relationship Summary) - RIA
Click below to view Antonio Gomez Real's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2018 - Present
BOREAL CAPITAL MANAGEMENT LLC
Office #1: 1450 Brickell Avenue Suite 2900, Miami, FL 33131RIA
CRD#: 112221
Miami, FL
Current
September 4, 2018 - Present
BOREAL CAPITAL SECURITIES LLC
Office #1: 1450 Brickell Avenue, Suite 2900, Miami, FL 33131Office #2: 1450 Brickell Avenue Suite 2900, Miami, FL 33131BD
CRD#: 158599
Miami, FL
Past
May 8, 2015 - April 23, 2018
ANDBANC ADVISORY LLC
RIA
CRD#: 150463
MIAMI, FL
Past
October 6, 2011 - March 21, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
June 8, 2011 - September 29, 2011
SANTANDER SECURITIES LLC
BD
CRD#: 41791
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BOREAL CAPITAL MANAGEMENT LLC
BOREAL CAPITAL MANAGEMENT LLC | PRS LATAM LLC | MORA WEALTH MANAGEMENT LLC | INTRACOASTAL FAMILY OFFICE
CRD#: 112221 / SEC#: 801-57604
RIA
Registered Investment Advisory firm - (6/9/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(5/25/2018)
RR
Florida(9/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BOREAL CAPITAL MANAGEMENT LLC
BOREAL CAPITAL MANAGEMENT LLC | PRS LATAM LLC | MORA WEALTH MANAGEMENT LLC | INTRACOASTAL FAMILY OFFICE
CRD#: 112221 / SEC#: 801-57604
RIA
Registered Investment Advisory firm - (6/9/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 Brickell Avenue Suite 2900, Miami, FL 33131
Mailing Address
Phone number
(305) 459-5400
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 719 |
| AUM (Assets Under Management) | $ 1,839,898,461 |
Red Flags
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Company Information
BOREAL CAPITAL MANAGEMENT LLC
CRD#: 112221Miami, FL 33131TRUST BUT VERIFY
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