Kyle J. Hart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle John Hart, who also goes by Kyle Hart, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2011. Kyle had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2019 - December 31, 2021
COASTAL WEALTH PLANNERS LLC
July 13, 2018 - July 24, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 27, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
October 22, 2015 - July 23, 2019
FIDELITY BROKERAGE SERVICES LLC
October 22, 2013 - October 14, 2015
UBS FINANCIAL SERVICES INC.
October 22, 2013 - October 14, 2015
UBS FINANCIAL SERVICES INC.
July 18, 2011 - October 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 2011 - October 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COASTAL WEALTH PLANNERS LLC
CRD#: 305603 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
