Isaiah A. Real

LAGUNA WEALTH ADVISORS

Irvine, CA 92618

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CRD#: 5917996

Professional summary

Isaiah Alexander Real, CFP®, who also goes by Isaiah Real, is a registered financial advisor currently at LAGUNA WEALTH ADVISORS, LLC located in Irvine, California.

Isaiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Isaiah has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Isaiah Real

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

California State University, Fullerton Alumni Association-Not investment related-George G. Gullener Alumni House PO Box 6826, Fullerton, CA 92834-Alumni Networking-CSUF Alumni Finance Association-President-9/1/2016-8-10 hrs/mth-0 during trading hrs-Helps alumni get involved with the business school and its students and to encourage students to interact with alumni.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaiah Alexander Real's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 4, 2017 - Present

LAGUNA WEALTH ADVISORS, LLC

Office #1: 300 Spectrum Center, Suite 400, Irvine, CA 92618

RIA

CRD#: 167847

Irvine, CA

Past

December 2, 2015 - December 4, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Irvine, CA

Past

August 5, 2015 - January 2, 2018

MIRAMONTES CAPITAL, LLC

RIA

CRD#: 264786

IRVINE, CA

Past

January 5, 2015 - July 28, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BREA, CA

Past

October 9, 2014 - July 28, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BREA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAGUNA WEALTH ADVISORS, LLC

CRD#: 167847 / SEC#: 801-129282

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

California

Registered Investment Advisory firm - (3/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2014

General Securities Representative Examination

Current Firm

LAGUNA WEALTH ADVISORS, LLC

CRD#: 167847 / SEC#: 801-129282

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

California

Registered Investment Advisory firm - (3/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/20/2025 Terminated)

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Contact information

Main Address

Dana Point, CA

Mailing Address

24551 Del Prado Unit 930, Dana Point, CA 92629

Phone number

(949) 464-4466

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 129,139,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Isaiah A. Real

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaiah Alexander Real's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MIRAMONTES CAPITAL, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

LAGUNA WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2015

SIE

Date: 12/4/2017

Series 7

Date: 10/9/2014

Current Firm

LAGUNA WEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAGUNA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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