JJ
Joseph D. Jay
MIDWESTERN FINANCIAL GROUP
IOWA CITY, IA 52240
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CRD#: 5917772
JJ
Professional summary
Joseph Delbert Jay is a registered financial advisor currently at MIDWESTERN FINANCIAL GROUP located in Iowa City, Iowa.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joseph has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Co-owner of MFG Business Advisors, LLC. This activity accounts for approximately 5% of their time, none during trading. 2. Co-owner of Waste Water Supply, LLC. This activity accounts for less than 5% of their time, none during trading. . 3. Co-Owner of JOC, LLC, a real estate holding company. This activity accounts for less than 5% of their time, none during trading. All ENTITIES ABOVE ARE AT 967 EVERGREEN COURT, IOWA CITY, IOWA 52245 AND BOTH ARE NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Delbert Jay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2015 - Present
MIDWESTERN FINANCIAL GROUP
Office #1: 103 E College Street Suite 210, Iowa City, IA 52240RIA
CRD#: 270022
IOWA CITY, IA
Past
July 3, 2012 - January 26, 2016
MIDWESTERN FINANCIAL GROUP LLC
RIA
CRD#: 164464
IOWA CITY, IA
Past
August 4, 2011 - May 14, 2012
SII INVESTMENTS, INC.
BD
CRD#: 2225
CORALVILLE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MIDWESTERN FINANCIAL GROUP
CAMPBELL FINANCIAL GROUP, LLC | MIDWESTERN FINANCIAL, LLC | MIDWESTERN FINANCIAL GROUP, LLC | MIDWESTERN FINANCIAL GROUP | CAMPBELL RISK MANAGEMENT AND CONSULTING, LLC
CRD#: 270022 / SEC#: 801-132625
RIA
Registered Investment Advisory firm - (5/1/2025 Approved)Iowa
Registered Investment Advisory firm - (5/5/2025 Terminated)Texas
Registered Investment Advisory firm - (3/19/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/14/2015)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
MF
MIDWESTERN FINANCIAL GROUP
CAMPBELL FINANCIAL GROUP, LLC | MIDWESTERN FINANCIAL, LLC | MIDWESTERN FINANCIAL GROUP, LLC | MIDWESTERN FINANCIAL GROUP | CAMPBELL RISK MANAGEMENT AND CONSULTING, LLC
CRD#: 270022 / SEC#: 801-132625
RIA
Registered Investment Advisory firm - (5/1/2025 Approved)Iowa
Registered Investment Advisory firm - (5/5/2025 Terminated)Texas
Registered Investment Advisory firm - (3/19/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
103 E College Street Suite 210, Iowa City, IA 52240
Mailing Address
Phone number
(319) 499-1620
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 483 |
| AUM (Assets Under Management) | $ 139,287,189 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIDWESTERN FINANCIAL GROUP
CRD#: 270022Iowa City, IA 52240TRUST BUT VERIFY
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