JF
Jeremy F. Fawcett
ARAX ADVISORY PARTNERS
Littleton, CO 80127
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CRD#: 5917547
JF
Professional summary
Jeremy Frederick Fawcett, who also goes by Jeremy Fawcett, is a registered financial advisor currently at ARAX ADVISORY PARTNERS located in Littleton, Colorado.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeremy has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy Fawcett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Insurance Agent, investment related, Littleton, CO, Start Date 09/2011, Lines of authority include Variable Products, Life, Accident & Health, approximately 2 hours per month with 2 hours devoted during securities trading hours, sell insurance products. 2. TRUSTEE OF A TRUST FOR A FAMILY MEMBER; TRUSTEE FOR PARENTS: LEE F FAWCETT & JACQUELYN V. FAWCETT, START DATE 12/2010. 3. SIMON DAVIS BROKERAGE, FIXED AGENT; FIXED INSURANCE BUSINESS ONLY; 730 17TH ST, SUITE 107, DENVER, CO 80202; START DATE 1/4/2021; APPROX. 2 HRS/PERMONTH; APPROX. $10,000 YEARLY COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Frederick Fawcett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2024 - Present
ARAX ADVISORY PARTNERS
Office #1: 8241 S. Continental Divide Road, Littleton, CO 80127RIA
CRD#: 133535
Littleton, CO
Past
September 24, 2024 - December 3, 2024
CEDRUS
RIA
CRD#: 333033
LITTLETON, CO
Past
May 27, 2021 - March 26, 2025
CEDRUS
RIA
CRD#: 312878
LITTLETON, CO
Past
January 8, 2019 - May 12, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LAKEWOOD, CO
Past
January 8, 2019 - May 12, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LAKEWOOD, CO
Past
April 28, 2017 - January 10, 2019
CEDRUS
RIA
CRD#: 111842
LITTLETON, CO
Past
December 9, 2011 - April 12, 2017
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DENVER, CO
Past
September 5, 2011 - April 12, 2017
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(12/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
730 17th Street Suite 107, Denver, CO 80202
Mailing Address
Phone number
(303) 633-5900
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 16,559 |
| AUM (Assets Under Management) | $ 8,960,126,874 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
