HV
Harvey E. Varnadoe
MONEY CONCEPTS CAPITAL CORP
Marietta, GA 30066
Some features on this profile are disabled
CRD#: 5917429
HV
Professional summary
Harvey Eschol Varnadoe Jr., who also goes by Beau Varnadoe, Harvey Eschol Varnadoe Jr, Harvey Eschol Varnadoe, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Marietta, Georgia.
Harvey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Harvey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beau Varnadoe | Harvey Eschol Varnadoe Jr | Harvey Eschol Varnadoe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT BROKER AGENT. INSURANCE INVESTMENT RELATED. HEALTH. DI. 80 TOTAL HRS/MO. 2. AMERICAN LEGION PART 29. 921 GRESHAM AVE NE, MARIETTA, GA 30060. NON-INVESTMENT RELATED. START DATE 08/2017. MEMBER OF THE INVESTMENT COMMITTEE. PARTICIPATING AS A COMMITTEE TO MANAGE THE PAST'S INVESTMENTS PORTFOLIO. VOLUNTEER. 1 TOTAL HR/MONTH. 1 HR DURING SECURITIES TRADING HOURS. 3. PRONETWORKER. 3330 CUMBERLAND BLVD. #500. ATLANTA. GA, 30339. NON-INVESTMENT RELATED. START DATE 05/15. VOLUNTARY UNCOMPENSATED POSITION. HOSTLING A MONTHLY NETWORKING EVENT. COORDINATING VENDORS. NETWORKING. NOT COMPENSATION. 8 TOTAL HR/ MONTH. 4 HRS DURING SECURITIES TRADING HOURS. 4. BUSINESS NETWORKING INTERNATIONAL (BNI). 840 HARBOR, ROSSWELL, GA 30075. NON-INVESTMENT RELATED. START DATE JUNE 2007. AREA DIRECTOR CONSULTANT. ACT AS A LIASION BETWEEN SEVERAL LOCAL CHAPTERS AND FRANCHISE MANAGEMENT. NETWORKING. ANNUAL FEES WAIVED. 19 TOTAL HR/ MONTH. 4 HR DURING SECURITIES TRADING HOURS. 5. ALLATOONA ACCENTS. NON-INVESTMENT RELATED. START DATE 02/2014. CO-OWNER. CRAFTING WOODER ARTICLES FOR WIFE TO SELL ONLINE. WOODWORKING. 40 TOTAL HR/ MONTH. ZERO HR DURING SECURITIES TRADING HOURS. 6. Varnadoe Holdings, Inc., 2987 Gordy Pkwy., Marietta GA 30066, DBA, Officer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 7. DJ Trivia, since 3/9/2023, 921 Gresham Ave. NE, Marietta, GA 30060. Employee, DJ, Entertainment, Non-investment related, 1-10% time spent on activity during non-securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Harvey Eschol Varnadoe Jr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Harvey Eschol Varnadoe Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 2985 Gordy Parkway, Marietta, GA 30066RIA
BD
CRD#: 12963
Marietta, GA
Current
April 18, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 2985 Gordy Parkway, Marietta, GA 30066RIA
BD
CRD#: 12963
Marietta, GA
Past
June 25, 2012 - April 10, 2018
EQUITY SERVICES, INC.
RIA
CRD#: 265
ATLANTA, GA
Past
June 19, 2012 - April 10, 2018
EQUITY SERVICES, INC.
BD
CRD#: 265
ATLANTA, GA
Past
October 28, 2011 - June 29, 2012
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
RIA
CRD#: 143384
WOODSTOCK, GA
Past
July 25, 2011 - June 29, 2012
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
WOODSTOCK, GA
Past
May 26, 2011 - July 15, 2011
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
WOODSTOCK, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(4/18/2018)
IAR
Georgia(4/20/2018)
RR
Pennsylvania(12/5/2024)
RR
Texas(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
