Elizabeth M. Lopez
Professional summary
Elizabeth Marie Lopez, AIF®, who also goes by Elizabeth Marie Munoz, is a registered financial advisor currently at USI ADVISORS located in Fresno, California.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Elizabeth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Marie Lopez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2022 - Present
USI ADVISORS
Office #1: 5250 N. Palm Avenue Suite 424, Fresno, CA 93704June 1, 2018 - November 23, 2020
REGENCY INVESTMENT ADVISORS INC
November 27, 2017 - February 9, 2018
EQUITABLE ADVISORS, LLC
December 17, 2015 - August 31, 2017
EMPOWER FINANCIAL SERVICES, INC.
January 8, 2015 - November 13, 2015
KESTRA INVESTMENT SERVICES, LLC
May 28, 2012 - September 23, 2014
LPL FINANCIAL LLC
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/8/2022)
Exams
Current Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
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Company Information
USI ADVISORS
CRD#: 108113Fresno, CA 93704TRUST BUT VERIFY
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