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TS

Todd G. Schrade

MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 5916740
TS

Professional summary

Todd Griffin Schrade is a registered financial advisor currently at MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC located in Chicago, Illinois.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Todd has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Griffin Schrade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2011 - Present

MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC

Office #1: 400 North Michigan Avenue Suite 1018, Chicago, IL 60611
RIA
CRD#: 147139
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(7/8/2011)
IAR
New York
(4/22/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/7/2011
Uniform Investment Adviser Law Examination

Current Firm

MC
MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC
MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC | MIDWAY CAPITAL RESEARCH AND MANAGEMENT, LLC

CRD#: 147139 / SEC#:

Illinois
Registered Investment Advisory firm - (5/13/2008 Approved)
New York
Registered Investment Advisory firm - (10/20/2008 Approved)
Texas
Registered Investment Advisory firm - (9/12/2015 Conditional Restricted)
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Contact information

Main Address
400 North Michigan Avenue Suite 1018, Chicago, IL 60611
Mailing Address
Phone number
(312) 445-8562
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts130
AUM (Assets Under Management)$ 91,028,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC

CRD#: 147139Chicago, IL 60611

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